4//SEC Filing
CALLIDUS SOFTWARE INC 4
Accession 0000950103-03-002244
CIK 0001035748operating
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 3:42 PM ET
Size
42.9 KB
Accession
0000950103-03-002244
Insider Transaction Report
Form 4
Invesco Private Capital, Inc.
10% Owner
Transactions
- Conversion
Series g Convertible Preferred Stock
2003-11-25−181,272→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (181,272 underlying) - Conversion
Series G Convertible Preferred Stock
2003-11-25−60,457→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (60,457 underlying) - Conversion
Warrant (right to buy)
2003-11-24−18,765→ 0 total(indirect: By Partnership)Exercise: $1.67Exp: 2006-10-26→ Common Stock (18,765 underlying) - Conversion
Common Stock
2003-11-25+181,272→ 2,118,940 total(indirect: By Partnership) - Conversion
Warrant (right to buy)
2003-11-24−120,061→ 0 total(indirect: By Partnership)Exercise: $1.67Exp: 2006-10-26→ Common Stock (120,061 underlying) - Conversion
Warrant (right to buy)
2003-11-24−56,265→ 0 total(indirect: By Partnership)Exercise: $1.67Exp: 2006-10-26→ Common Stock (56,265 underlying) - Conversion
Common Stock
2003-11-25+281,326→ 901,884 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-24+120,061→ 2,657,169 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-24$1.67/sh+18,765$31,338→ 2,732,199 total(indirect: By Partnership) - Conversion
Warrant (right to buy)
2003-11-24−111,030→ 0 total(indirect: By Partnership)Exercise: $1.67Exp: 2006-10-26→ Common Stock (111,030 underlying) - Conversion
Series F Convertible Preferred Stock
2003-11-25−93,826→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (93,826 underlying) - Conversion
Common Stock
2003-11-25+555,153→ 1,550,863 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-25+386,805→ 1,937,668 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-24$1.67/sh+111,030$185,420→ 2,843,229 total(indirect: By Partnership) - Conversion
Series F Convertible Preferred Stock
2003-11-25−281,326→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (218,326 underlying) - Conversion
Common Stock
2003-11-25+93,826→ 995,710 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-25+357,711→ 2,537,108 total(indirect: By Partnership) - Conversion
Series F Convertible Preferred Stock
2003-11-25−555,153→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (553,153 underlying) - Conversion
Common Stock
2003-11-25+60,457→ 2,179,397 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-24$1.67/sh+56,265$93,963→ 2,713,434 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-25+600,306→ 620,558 total(indirect: By Partnership) - Conversion
Series G Convertible Preferred Stock
2003-11-25−386,805→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (386,805 underlying) - Conversion
Series F Convertible Preferred Stock
2003-11-25−600,306→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (600,306 underlying) - Conversion
Series G Convertible Preferred Stock
2003-11-25−357,711→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (357,711 underlying)
Footnotes (7)
- [F1]These securities are held directly by Chancellor V, L.P. and indirectly by IPC Direct Associates V, LLC, its general partner, INVESCO Private Capital, Inc. is the managing member of IPC Direct Associates V, LLC.
- [F2]These securities are held directly by Chancellor V-A, L.P. and indirectly by IPC Direct Associates V, LLC, its general partner, INVESCO Private Capital, Inc. is the managing member of IPC Private Capital Direct Associates V, LLC.
- [F3]These securities are held directly by Citiventure 2000, L.P. and indirectly by IPC Direct Associates V, LLC, its general partner, INVESCO Private Capital, Inc. is the managing member of IPC Private Capital Direct Associates V, LLC.
- [F4]These securities are held directly by IPC Euromedia Venture Fund. and indirectly by IPC EuroMedia Associates, LLC, its general partner, INVESCO Private Capital, Inc. is the managing member of IPC Private Capital EuroMedia Associates, LLC.
- [F5]These securities were immediately exercisable.
- [F6]These securities were immediately exercisable. These securities automatically converted into shares of Common Stock on a 1-for-1 basis upon the effectiveness of Callidus' initial public offering.
- [F7]INVESCO Private Capital, Inc. disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
CALLIDUS SOFTWARE INC
CIK 0001035748
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001035748
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 3:42 PM ET
- Size
- 42.9 KB