Home/Filings/4/0000947871-21-000454
4//SEC Filing

Khuong Chau Quang 4

Accession 0000947871-21-000454

CIK 0001527599other

Filed

Apr 21, 8:00 PM ET

Accepted

Apr 22, 5:11 PM ET

Size

6.5 KB

Accession

0000947871-21-000454

Insider Transaction Report

Form 4
Period: 2021-04-20
Transactions
  • Award

    Common Stock, $0.001 par value

    2021-04-20$3.00/sh+1,666,666$4,999,9983,696,662 total(indirect: See Footnotes)
Footnotes (3)
  • [F1]These shares of the Issuer's common stock were sold in an underwritten public offering at a price of $3.00 per share.
  • [F2]These shares of the Issuer's common stock are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP V") is the general partner of OPI VI, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP VI. The Reporting Person is an employee of OrbiMed Advisors. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the Shares held by OPI VI.
  • [F3]Each of the Reporting Person, GP VI, and OrbiMed Advisors disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, GP VI or OrbiMed Advisors is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Documents

1 file

Issuer

SYNLOGIC, INC.

CIK 0001527599

Entity typeother

Related Parties

1
  • filerCIK 0001609405

Filing Metadata

Form type
4
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 5:11 PM ET
Size
6.5 KB