4//SEC Filing
Rockwood Holdings, Inc. 4
Accession 0000947871-15-000052
CIK 0001315695operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 11:48 AM ET
Size
13.0 KB
Accession
0000947871-15-000052
Insider Transaction Report
Form 4
Ghasemi Seifi
DirectorChairman and CEO
Transactions
- Award
Common Stock, par value $0.01 per share
2015-01-12+7,530→ 27,693 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-01-12$78.68/sh−22,587$1,777,145→ 5,106 total - Award
Common Stock, par value $0.01 per share
2015-01-12+792→ 5,898 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-01-12$78.68/sh−5,898$464,055→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-01-12−725,005→ 20,163 total
Footnotes (5)
- [F1]Disposed of pursuant to an Agreement and Plan of Merger dated as of July 15, 2014, by and among Albemarle Corporation, Albemarle Holdings Corporation and Rockwood Holdings, Inc., in exchange for $36,721,557.07 and 348,219 shares of common stock of Albemarle Corporation having a market value of $59.70 per share as of the close of trading on the effective date of the merger.
- [F2]Represents additional shares of common stock of the Issuer that were earned on market stock units granted in December 2012 in addition to the number of target shares reported on December 14, 2012 (as reduced by a pro rata amount in connection with the reporting person's retirement, effective June 30, 2014). These shares include 356 shares representing dividend equivalent rights accrued to the reporting person on the additional shares.
- [F3]These market stock units vested in a pro-rated portion based on the portion of the performance period for which the reporting person was employed by the Issuer and were converted, as of the effective time of the merger, into a cash amount equal to $1,777,145.16 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger.
- [F4]Represents additional shares of common stock of the Issuer that were earned on market stock units granted in December 2013 in addition to the number of target shares reported on December 18, 2013 (as reduced by a pro rata amount in connection with the reporting person's retirement, effective June 30, 2014). These shares include 18 shares representing dividend equivalent rights accrued to the reporting person on the additional shares.
- [F5]These market stock units vested in a pro-rated portion based on the portion of the performance period for which the reporting person was employed by the Issuer and were converted, as of the effective time of the merger, into a cash amount equal to $464,054.64 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger.
Documents
Issuer
Rockwood Holdings, Inc.
CIK 0001315695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001315695
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 11:48 AM ET
- Size
- 13.0 KB