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GEESLIN KEITH 4

Accession 0000947871-11-000346

CIK 0001045769other
View on SEC.govCompany Profile

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 4:01 PM ET

Size

24.8 KB

Accession

0000947871-11-000346

Insider Transaction Report

Form 4
Period: 2011-03-22
HYPERCOM CORPHYC
GEESLIN KEITH
Director
Transactions
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
Francisco Partners Parallel Fund II, L.P.
10% Owner
Transactions
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
Francisco Partners II, LP
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
FP Hypercom Holdco, LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
Francisco Partners GP II Management, LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
Ludwig Thomas L.
Director
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
Francisco Partners GP II, LP
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2011-03-18+10,544,000→ 5,923,492 total(indirect: See Footnote)
  • Tax Payment

    Common Stock, par value $0.001 per share

    2011-03-18−4,620,508→ 5,923,492 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2011-03-18−10,544,000→ 0 total(indirect: See Footnotes)
    → Common Stock, par value $0.001 per share (10,544,000 underlying)
Holdings

  • Director Stock Option - Right to Buy

    Exercise: $1.03From: 2009-04-01Exp: 2018-04-01→ Common Stock, par value $0.001 per share (15,000 underlying)
    0

  • Director Stock Option - Right to Buy

    Exercise: $4.17From: 2011-09-28Exp: 2020-09-28→ Common Stock, par value $0.001 per share (15,000 underlying)
    0
Footnotes (5)
  • [F1]Shares acquired upon cashless net exercise of warrant for 10,544,000 shares 4,620,508 shares were paid as the exercise price of the warrant.
  • [F2]The reported securities are owned directly by FP Hypercom Holdco, LLC, a Delaware limited liability company ("FP Holdco"), and indirectly by Francisco Partners II, L.P., a Delaware limited partnership ("Francisco Partners II"), as a member of FP Holdco, Francisco Partners Parallel Fund II, L.P., a Delaware limited partnership ("Francisco Partners Parallel Fund"), as a member of FP Holdco, Francisco Partners GP II, L.P., a Delaware limited partnership ("Francisco Partners GP II"), as general partner of Francisco Partners II and Francisco Partners Parallel Fund, Francisco Partners GP II Management, LLC, a Delaware limited liability company ("Francisco Partners Management"), as general partner of Francisco Partners GP II, and Keith Geeslin, a limited partner of Francisco Partners GP II and a managing member of Francisco Partners Management.
  • [F3]Pursuant to Rule 16a-1, Francisco Partners II, Francisco Partners Parallel Fund, Francisco Partners GP II, Francisco Partners Management and Keith Geeslin disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein.
  • [F4]Under Hypercom Corporation's ("Hypercom") current Nonemployee Directors' Stock Option Plan, as amended, Keith Geeslin and Thomas Ludwig were each granted options to purchase 15,000 shares of common stock upon their respective appointments as directors of Hypercom.
  • [F5]Pursuant to the Warrant of Hypercom, FP Holdco is effecting a cashless net exercise of the warrant, pursuant to which the exercise price will be deducted from the closing sale price of Hypercom Common Stock to determine the number of net shares FP Holdco will receive.

Documents

1 file

Issuer

HYPERCOM CORP

CIK 0001045769

→
Entity typeother

Related Parties

1
  • filerCIK 0001196198

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 4:01 PM ET
Size
24.8 KB
View on SEC.gov