UNITED GUARDIAN INC 4
4 · UNITED GUARDIAN INC · Filed Dec 9, 2016
Insider Transaction Report
Form 4
GLOBUS KENNETH H
Director
Transactions
- Gift
Common Stock
2016-12-09−5,300→ 1,390,693 total
Footnotes (2)
- [F1]After the transfer of the 5,300 shares being gifted, my Direct & Indirect beneficial ownership is as follows: 1) Direct: 315,347 2) Indirect: 315,346 shares owned by wife; 760,000 shares as co-trustee under the Alfred R. Globus Testamentary Trust
- [F2]Direct: 315,347 shares; Indirect: 1,075,346