Earnings Feed
Start Free
Home/Filings/4/0000943374-09-000569
4//SEC Filing

HUFFSTETLER JOHN STEPHEN 4

Accession 0000943374-09-000569

CIK 0001051871other
View on SEC.govCompany Profile

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 4:36 PM ET

Size

15.5 KB

Accession

0000943374-09-000569

Insider Transaction Report

Form 4
Period: 2009-04-16
CITIZENS SOUTH BANKING CORPCSBC
HUFFSTETLER JOHN STEPHEN
Senior VP of Subsidiary Bank
Transactions
  • Exercise/Conversion

    Common Stock

    2009-04-16$5.61/sh+15,476$86,743→ 30,676 total
  • Tax Payment

    Common Stock

    2009-04-16$6.00/sh−14,458$86,748→ 16,218 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-04-16+15,476→ 0 total
    Exercise: $5.61From: 1999-04-19Exp: 2009-04-19→ Common Stock (15,476 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $5.00Exp: 2019-03-16→ Common Stock (201 underlying)
    201

  • Common Stock

    (indirect: By IRA)
    2,855

  • Common Stock

    (indirect: By 401(k))
    12,781

  • Common Stock

    (indirect: By his ESOP)
    10,740

  • Stock Option (Right to Buy)

    Exercise: $15.04From: 2003-11-03Exp: 2013-11-03→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    Exercise: $8.00Exp: 2018-06-16→ Common Stock (5,000 underlying)
    5,000
Footnotes (4)
  • [F1]Includes 5,000 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013; and includes the remaining shares from 10,000 Recognition and Retention awards that vest over a seven-year period, commencing on November 3, 2003, at the rate of 30% on November 3, 2003, 10% on January 2, 2004, 10% on November 3, 2005, and 10% per year on November 3 of each year thereafter. Accordingly, 8,000 shares have vested and 7,000 shares have not vested.
  • [F2]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F3]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F4]This incentive option has vested. Accordingly, 20,000 remaining stock options have vested and 5,201 stock options have not vested.

Documents

1 file

Issuer

CITIZENS SOUTH BANKING CORP

CIK 0001051871

→
Entity typeother

Related Parties

1
  • filerCIK 0001250008

Filing Metadata

Form type
4
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 4:36 PM ET
Size
15.5 KB
View on SEC.gov