4//SEC Filing
HAGELSTEIN DAVID A 4
Accession 0000941390-13-000002
CIK 0001041024other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 11:52 AM ET
Size
10.5 KB
Accession
0000941390-13-000002
Insider Transaction Report
Form 4
HAGELSTEIN DAVID A
10% Owner
Transactions
- Other
Common Stock Warrant
2013-01-28+862,502→ 862,502 totalExercise: $7.18Exp: 2013-07-31→ Common Stock (862,502 underlying) - Other
Common Stock Warrant
2013-01-28−862,502→ 0 totalExercise: $7.18Exp: 2013-01-28→ Common Stock (862,502 underlying)
Holdings
- 1,384,861
Common Stock
- 426,391(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Pursuant to its terms, the David Hagelstein Charitable Remainder Unitrust made a distribution at the end of the fourth quarter of 2012 of 12,431 shares of common stock of Rockwell Medical, Inc. to the David Hagelstein Revocable Living Trust. The distribution is an exempt transaction pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
- [F2]Issuer originally issued Common Stock Warrants to purchase 862,502 shares of Issuer's common stock on November 28, 2007 at an exercise price of $7.18 per share. Such Warrants became exercisable on November 28, 2008. The David Hagelstein Revocable Living Trust acquired these Warrants to purchase the 862,502 shares of Issuer's common stock through acquisitions on October 22, 2010 (with respect to 400,000 shares), November 23, 2010 (with respect to 313,000 shares), March 1, 2011 (with respect to 53,668 shares), May 4, 2011 (with respect to 25,000 shares) and November 21, 2011 (with respect to 70,834 shares). On January 28, 2013, Issuer amended the Warrants acquired by the David Hagelstein Revocable Living Trust by extending the expiration date of the Warrants from January 28, 2013 to July 31, 2013. The amendment results in the deemed cancellation of the 'old' Warrants and the grant of replacement Warrants.
Documents
Issuer
ROCKWELL MEDICAL, INC.
CIK 0001041024
Entity typeother
IncorporatedMI
Related Parties
1- filerCIK 0000941390
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 11:52 AM ET
- Size
- 10.5 KB