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KAUFMAN SCOTT D 4

Accession 0000939798-22-000002

CIK 0001162896other

View on SEC.gov Company Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 5:01 PM ET

Size

13.1 KB

Accession

0000939798-22-000002

Insider Transaction Report

Form 4

Period: 2021-09-30

Creek Road Miners, Inc.CRKR

KAUFMAN SCOTT D

DirectorChairman, CEO and President

Transactions

Award
Series A Preferred Stock
2021-09-30+6,249→ 20,798 total
From: 2021-09-30→ Common Stock (357,085 underlying)
Award
Options
2021-12-01+2,625,000→ 2,625,000 total
Exercise: $2.65→ Common Stock (2,625,000 underlying)
Award
Series A Preferred Stock
2021-12-31+6,250→ 27,048 total
From: 2021-12-31→ Common Stock (357,143 underlying)

Holdings

Warrant
(indirect: See Footnote 3.)
Exercise: $0.17From: 2019-12-19Exp: 2024-12-01→ Common Stock (4,285,174 underlying)
4,285,174
Convertible Debenture
(indirect: See Footnote 3.)
Exercise: $0.17From: 2019-12-19Exp: 2022-12-31→ Common Stock (14,285,714 underlying)
14,285,714

Footnotes (3)

[F1]Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
[F2]Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00.
[F3]Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Creek Road Miners, Inc.

CIK 0001162896

Entity typeother

Related Parties

1

filerCIK 0001312498

Filing Metadata

Form type: 4
Filed: Feb 17, 7:00 PM ET
Accepted: Feb 18, 5:01 PM ET
Size: 13.1 KB

View on SEC.gov