Lee Yongsam 4
4 · MASIMO CORP · Filed Apr 15, 2020
Insider Transaction Report
Form 4
MASIMO CORPMASI
Lee Yongsam
EVP, Operations & CIO
Transactions
- Exercise/Conversion
Common Stock
2020-04-14$31.01/sh+6,000$186,060→ 81,000 total - Sale
Common Stock
2020-04-14$185.02/sh−6,000$1,110,115→ 75,000 total - Exercise/Conversion
Common Stock
2020-04-14$37.84/sh+4,000$151,360→ 79,000 total - Exercise/Conversion
Common Stock
2020-04-13$28.03/sh+10,000$280,300→ 85,000 total - Sale
Common Stock
2020-04-14$185.00/sh−4,000$740,010→ 75,000 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2020-04-13$28.03/sh−10,000$280,300→ 0 totalExercise: $28.03From: 2015-02-18Exp: 2024-02-18→ Common Stock (10,000 underlying) - Sale
Common Stock
2020-04-13$180.00/sh−10,000$1,800,000→ 75,000 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2020-04-14$31.01/sh−6,000$186,060→ 0 totalExercise: $31.01From: 2016-03-20Exp: 2025-03-20→ Common Stock (6,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2020-04-14$37.84/sh−4,000$151,360→ 26,000 totalExercise: $37.84From: 2017-03-01Exp: 2026-03-01→ Common Stock (4,000 underlying)
Footnotes (6)
- [F1]The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 10, 2020, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $185.00 per share to a high of $185.27 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $185.00 per share to a high of $185.06 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This option was granted on February 18, 2014 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- [F5]This option was granted on March 20, 2015 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- [F6]This option was granted on February 29, 2016 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.