4/A//SEC Filing
Repertoire Master Fund LP 4/A
Accession 0000935836-23-000653
CIK 0001372807other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 1:46 PM ET
Size
10.1 KB
Accession
0000935836-23-000653
Insider Transaction Report
Form 4/AAmended
Repertoire Master Fund LP
10% Owner
Transactions
- Exercise of In-MoneySwap
Equity Swap (Obligation to Buy)
2023-04-21−882→ 64,651 totalExercise: $24.63→ Common Stock (882 underlying) - Exercise of In-MoneySwap
Common Stock
2023-04-21$24.63/sh+882$21,724→ 1,163,226 total - OtherSwap
Common Stock
2023-04-21$20.58/sh−882$18,150→ 1,162,344 total
Footnotes (1)
- [F1]This amendment is being filed to report this transaction, which was inadvertently omitted from the original Form 4 filed on 5/2/2023. On 4/21/2023, upon partial settlement of an equity swap agreement entered into by the reporting person and a securities broker on 11/30/2021, the reporting person paid to the broker $24.6301 per share for each of 882 shares subject to the settlement, offset by $20.5784 per share (the market price of the shares on 4/21/2023) for each of the 882 shares subject to the settlement. After the partial settlement, 64,651 notional shares of PTMN common stock remained subject to the equity swap agreement. The partial settlement of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.
Documents
Issuer
Portman Ridge Finance Corp
CIK 0001372807
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001878549
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 1:46 PM ET
- Size
- 10.1 KB