Home/Filings/3/A/0000935836-23-000644
3/A//SEC Filing

Repertoire Master Fund LP 3/A

Accession 0000935836-23-000644

CIK 0001372807other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 5:52 PM ET

Size

29.3 KB

Accession

0000935836-23-000644

Insider Transaction Report

Form 3/AAmended
Period: 2022-04-11
Holdings
  • Equity Swap (obligation to buy)

    Exercise: $24.53From: 2021-11-24Exp: 2024-11-24Common Stock (1,435 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $23.74From: 2021-05-28Exp: 2024-05-28Common Stock (10,319 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $21.27From: 2021-03-24Exp: 2024-03-24Common Stock (7,632 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.38From: 2021-12-15Exp: 2024-12-15Common Stock (32,940 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $23.76From: 2021-08-27Exp: 2024-08-27Common Stock (15,426 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.53From: 2021-12-03Exp: 2024-12-03Common Stock (20,178 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $23.19From: 2021-07-19Exp: 2024-07-19Common Stock (25,000 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.45From: 2021-11-26Exp: 2024-11-26Common Stock (3,642 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.72From: 2021-12-01Exp: 2024-12-01Common Stock (10,652 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.53From: 2021-12-06Exp: 2024-12-06Common Stock (25,000 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.53From: 2021-12-02Exp: 2024-12-02Common Stock (4,127 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.00From: 2021-10-07Exp: 2024-10-07Common Stock (64,922 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.40From: 2021-12-09Exp: 2024-12-09Common Stock (7,513 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $23.98From: 2021-09-01Exp: 2024-09-01Common Stock (9,912 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $21.88From: 2021-03-31Exp: 2024-03-31Common Stock (17,394 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.41From: 2021-12-14Exp: 2024-12-14Common Stock (13,016 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.49From: 2021-11-29Exp: 2024-11-29Common Stock (37,489 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.42From: 2021-12-10Exp: 2024-12-10Common Stock (10,798 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.63From: 2021-11-30Exp: 2024-11-30Common Stock (81,423 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $23.89From: 2021-06-29Exp: 2024-06-29Common Stock (593 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $21.73From: 2021-03-25Exp: 2024-03-25Common Stock (14,643 underlying)
  • Equity Swap (obligation to buy)

    Exercise: $24.41From: 2021-12-13Exp: 2024-12-13Common Stock (8,715 underlying)
Footnotes (2)
  • [F1]This amendment is being filed to disclose these position, which were inadvertently omitted from the Form 3 filed by the reporting person on 4/21/2022.
  • [F2]Pursuant to an equity swap agreement entered into by the reporting person with a counterparty, upon expiration of the 3-year term of the agreement, (1) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 4 for the notional number of shares of PTMN common stock set forth in Column 3, and (2) the counterparty will be obligated to pay to the reporting person the market value of the notional number of shares of PTMN common stock set forth in Column 3 as of the end of that period. The reporting person will pay to the counterparty monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.

Documents

1 file

Issuer

Portman Ridge Finance Corp

CIK 0001372807

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001878549

Filing Metadata

Form type
3/A
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:52 PM ET
Size
29.3 KB