4//SEC Filing
Repertoire Master Fund LP 4
Accession 0000935836-23-000628
CIK 0001372807other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 5:06 PM ET
Size
39.9 KB
Accession
0000935836-23-000628
Insider Transaction Report
Form 4
Repertoire Master Fund LP
10% Owner
Transactions
- OtherSwap
Common Stock
2023-06-01$19.45/sh−7,218$140,390→ 1,162,334 total - OtherSwap
Common Stock
2023-06-01$19.45/sh−6,440$125,258→ 1,162,334 total - Sale
Common Stock
2023-09-22$19.27/sh−2,278$43,895→ 1,103,676 total - Exercise of In-MoneySwap
Common Stock
2023-06-01$22.65/sh+7,218$163,488→ 1,169,552 total - Exercise of In-MoneySwap
Common Stock
2023-06-01$21.07/sh+6,440$135,686→ 1,168,774 total - Exercise of In-MoneySwap
Common Stock
2023-06-01$22.67/sh+100$2,267→ 1,162,434 total - OtherSwap
Common Stock
2023-06-01$19.45/sh−100$1,945→ 1,162,334 total - Sale
Common Stock
2023-09-21$19.29/sh−10,446$201,530→ 1,109,717 total - Sale
Common Stock
2023-09-28$19.20/sh−4,800$92,182→ 1,083,825 total - Exercise of In-MoneySwap
Equity Swap (Obligation to Buy)
2023-06-01−1→ 0 totalExercise: $22.67→ Common Stock (100 underlying) - Exercise of In-MoneySwap
Equity Swap (Obligation to Buy)
2023-06-01−1→ 0 totalExercise: $21.07→ Common Stock (6,440 underlying) - Purchase
Common Stock
2023-06-01$19.45/sh+14,991$291,575→ 1,177,325 total - Sale
Common Stock
2023-09-20$19.50/sh−1,700$33,158→ 1,120,163 total - Sale
Common Stock
2023-09-22$19.44/sh−3,763$73,141→ 1,105,954 total - Exercise of In-MoneySwap
Equity Swap (Obligation to Buy)
2023-06-01−1→ 0 totalExercise: $22.65→ Common Stock (7,218 underlying) - Exercise of In-MoneySwap
Common Stock
2023-06-01$22.03/sh+1,233$27,158→ 1,163,567 total - OtherSwap
Common Stock
2023-06-01$19.45/sh−1,233$23,982→ 1,162,334 total - Sale
Common Stock
2023-09-19$19.40/sh−55,462$1,075,963→ 1,121,863 total - Sale
Common Stock
2023-09-27$19.25/sh−15,051$289,667→ 1,088,625 total - Exercise of In-MoneySwap
Equity Swap (Obligation to Buy)
2023-06-01−1→ 0 totalExercise: $22.03→ Common Stock (1,233 underlying)
Footnotes (4)
- [F1]On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 2/7/2023, the reporting person paid to the broker $22.67 per share for each of the 100 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 100 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-6(b) thereunder.
- [F2]On 6/1/2023, upon settlement of an equity swap agreement between the reporting person and a securities broker entered into on 2/8/2023, the reporting person paid to the broker $22.65 per share for each of the remaining 7,218 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the remaining 7,218 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder.
- [F3]On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/10/2023, the reporting person paid to the broker $22.0259 per share for each of the 1,233 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 1,233 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder.
- [F4]On 6/1/2023, upon settlement of an equity swap agreement entered into between the reporting person and a securities broker on 3/13/2023, the reporting person paid to the broker $21.0692 per share for each of the 6,440 shares subject to the agreement, offset by $19.45 per share (the market price of the shares on 6/1/2023) owed by the broker to the reporting person for each of the 6,440 shares subject to the agreement. The termination of the equity swap and the reported purchase of common stock in connection therewith are deemed exempt from section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) thereunder.
Documents
Issuer
Portman Ridge Finance Corp
CIK 0001372807
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001878549
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 5:06 PM ET
- Size
- 39.9 KB