WERBLOWSKY HARVEY Z. 4
4 · EMERGENT CAPITAL, INC. · Filed Feb 28, 2019
Insider Transaction Report
Form 4
WERBLOWSKY HARVEY Z.
VP, CLO and GC
Transactions
- Exercise/Conversion
Common Stock
2018-10-30+250,000→ 250,000 total - Tax Payment
Common Stock
2018-10-30$0.20/sh−98,177$19,145→ 151,823 total - Exercise/Conversion
Restricted Stock Units
2018-10-30−250,000→ 250,000 total→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vest on October 29, 2018, as to 250,000 shares, and on October 29, 2019 as to 250,000 shares.