MARTINEZ MIRIAM 4
4 · EMERGENT CAPITAL, INC. · Filed Feb 28, 2019
Insider Transaction Report
Form 4
MARTINEZ MIRIAM
Senior VP-Finance & Operations
Transactions
- Exercise/Conversion
Common Stock
2018-12-22+250,000→ 284,361 total - Tax Payment
Common Stock
2018-12-22$0.09/sh−74,125$6,523→ 210,236 total - Exercise/Conversion
Restricted Stock Units
2018-12-22−250,000→ 250,000 total→ Common Stock (250,000 underlying)
Holdings
- 45,000
Stock Option (right to buy)
Exercise: $6.94Exp: 2020-06-06→ Common Stock (45,000 underlying)
Footnotes (4)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]Includes adjustment of 32,361 shares inadvertently omitted from previously reported amount.
- [F3]The Restricted Stock Units vest on December 21, 2018 as to 250,000 shares and on December 21, 2019 as to 250,000 shares.
- [F4]One third of the options vested on June 6 of each of 2013, 2014 and 2015.