13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings [_] entries. Institutional Investment Manager Filing this Report: Name: David A. Charnes Address: CSX Capital Management, Inc. 901 East Cary Street, Suite 1600 Richmond, VA 23219 Form 13F File Number: 28-3167 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Charnes Title: Vice President Phone: (804) 782-6738 Signature, Place, and Date of Signing /s/ David A. Charnes Richmond, VA July 17, 2001 -------------------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $133,493,550 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F INFORMATION TABLE

------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Name of Issuer Title of Class CUSIP Value Shares or Share/ PUT/ Invest. Other Voting Authority Shares ~~Class Prin Amt PRN CALL Discretion Mgrs.~~ ----------------------- Prin Amt PRN CALL Discretion Mgrs. Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ GENUINE PT CO Common 372460-10 45,~~275~~197,~~150~~500 165,000 Sole 165,000 ------------------------------------------------------------------------------------------------------------------------------------ CHUBB CORP Common 171232-10 34,~~984~~258,~~200~~650 55,000 Sole 55,000 ------------------------------------------------------------------------------------------------------------------------------------ CATERPILLER INC COM Common 149123-10 34,~~550~~004,~~400~~000 80,000 Sole 80,000 ------------------------------------------------------------------------------------------------------------------------------------ ANDREW CORP COM Common 034425-10 ~~359~~922,~~375~~500 2550,000 Sole 2550,000 ------------------------------------------------------------------------------------------------------------------------------------ INTL BUSINESS MACH CORP COM Common 459200-10 12,~~923~~260,~~600~~000 20,000 Sole 20,000 ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COM Common 806605-10 3,~~653~~624,000 100,000 Sole 100,000 ------------------------------------------------------------------------------------------------------------------------------------ KIMBERLY-CLARK CORP Common 494368-10 43,~~408~~633,~~950~~500 65,000 Sole 65,000 ------------------------------------------------------------------------------------------------------------------------------------ PITNEY BOWES INC COM Common 724479-10 34,~~822~~633,~~500~~200 110,000 Sole 110,000 ------------------------------------------------------------------------------------------------------------------------------------ BELLSOUTH CORP COM Common 079860-10 3,~~682~~624,~~800~~300 90,000 Sole 90,000 ------------------------------------------------------------------------------------------------------------------------------------ MERCK & COMPANY Common 589331-10 32,~~225~~716,~~750~~175 42,500 Sole 42,500 ------------------------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS INC Common 349631-10 4,~~300~~795,000 125,000 Sole 125,000 ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORP COM Common 30231G-10 3,~~645~~275,~~000~~625 4537,~~000~~500 Sole 4537,~~000~~500 ------------------------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD CO Common 428236-10 32,~~127~~860,000 100,000 Sole 100,000 ------------------------------------------------------------------------------------------------------------------------------------ DOW JONES & CO INC COM Common 260561-10 32,~~141~~985,~~000~~500 6050,000 Sole 6050,000 ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORP COM Common 166751-10 3,~~951~~167,~~000~~500 4535,000 Sole 4535,000 ------------------------------------------------------------------------------------------------------------------------------------ TEXACO INC Common 881694-10 3,~~984~~996,000 60,000 Sole 60,000 ------------------------------------------------------------------------------------------------------------------------------------ INTL PAPER CO COM Common 460146-10 2,~~886~~856,~~400~~000 80,000 Sole 80,000 ------------------------------------------------------------------------------------------------------------------------------------ CONAGRA INC COM Common 205887-10 2,~~736~~971,~~000~~500 150,000 Sole 150,000 ------------------------------------------------------------------------------------------------------------------------------------ WACHOVIA CORP Common 929771-10 34,~~615~~269,000 60,000 Sole 60,000 ------------------------------------------------------------------------------------------------------------------------------------ WEYERHAEUSER CO Common 962166-10 3,~~301~~573,~~350~~050 65,000 Sole 65,000 ------------------------------------------------------------------------------------------------------------------------------------ GATX CORP Common 361448-10 3,~~184~~007,500 75,000 Sole 75,000 ------------------------------------------------------------------------------------------------------------------------------------ ELECTRA DATA SYS CORP COM Common 285661-10 23,~~793~~125,000 50,000 Sole 50,000 ------------------------------------------------------------------------------------------------------------------------------------ DEERE & CO Common 244199-10 3,~~088~~785,~~900~~000 85,000 Sole 85,000 ------------------------------------------------------------------------------------------------------------------------------------ MINN MNG & MFG CO. COM Common 604059-10 3,~~376~~137,750 3227,500 Sole 3227,500 ------------------------------------------------------------------------------------------------------------------------------------ EATON CORP Common 278058-10 3,~~767~~855,500 55,000 Sole 55,000 ------------------------------------------------------------------------------------------------------------------------------------ MORGAN J P & CO INC COM Common 616880-10 2,~~245~~230,000 50,000 Sole 50,000 ------------------------------------------------------------------------------------------------------------------------------------ NATL CY CORP Common 635405-10 3,~~343~~847,~~750~~500 125,000 Sole 125,000 ------------------------------------------------------------------------------------------------------------------------------------ MARSH & MC LENNAN CO'S INC Common 571748-10 3,~~326~~535,~~050~~000 35,000 Sole 35,000 ------------------------------------------------------------------------------------------------------------------------------------ AMER GEN CORP COM Common 026351-10 4,207,500 110,000 Sole 110,000 ------------------------------------------------------------------------------------------------------------------------------------ TECO ENERGY INC COM Common 872375-10 2,996,000 100,000 Sole 100,000 ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS COM Common 92343V-10 2,465,000 50,000 Sole 50,000 ------------------------------------------------------------------------------------------------------------------------------------

Form 13F INFORMATION TABLE

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