13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 ------------- Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Crossroads Investment Company, L.P. ----------------------------------- Address: 1717 Main Street ----------------------------------- Suite 2500 ----------------------------------- Dallas, TX 75201 ----------------------------------- Form 13F File Number: 28-06055 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brad K. Heppner ----------------------- Title: Chief Executive Officer ----------------------- Phone: (214) 698-2777 ----------------------- Signature, Place, and Date of Signing: /s/ Brad K. Heppner Dallas, TX July 25, 2001 ----------------------- --------------------- -------------------- [Signature] [City, Place] [Date] Report Type (Check only one.): [X] 13F holdings report. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F notice. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F combination report. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 of 4 FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------- Form 13F Information Table Entry Total: 29 --------- Form 13F Information Table Value Total: $88,000 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Page 2 of 4 FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------------ NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS ~~CISIP~~CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ~~Active~~724 ~~Power~~Solutions, Inc. Common ~~00504W100~~81788Q100 ~~1,934~~190 9525,~~219~~694 SH Sole None 9525,~~219~~694 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ADC Telecommunications, Common 000886101 32,~~478~~701 409,198 SH Sole None 409,198 0 0 Inc. Stock ------------------------------------------------------------------------------------------------------------------------------------ Agile Software Corp. Common 00846X105 1,~~047~~941 95114,~~010~~199 SH Sole None 95114,~~010~~199 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ Akamai Technologies, ~~Inc.~~ Common 00971T101 ~~275~~591 3264,~~103~~448 SH Sole None 3264,~~103~~448 0 0 Inc. Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Ariba~~Allos Therapeutics, ~~Inc.~~ Common ~~04033V104~~019777101 ~~190~~50 2410,~~018~~898 SH Sole None 2410,~~018~~898 0 0 Inc. Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Clear~~Amylin ~~Channel~~Pharmaceuticals, Common ~~184502102~~032346108 ~~36,565~~404 ~~671~~35,~~531~~937 SH Sole None ~~671~~35,~~531~~937 0 0 ~~Communications~~Inc. Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Cisco Systems~~Ariba, Inc. Common ~~17275R102~~04033V104 ~~9,148~~132 ~~578~~24,~~517~~018 SH Sole None ~~578~~24,~~517~~018 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Corvis~~Clear ~~Corp.~~Channel Common ~~221009103~~184502102 ~~208~~42,105 29671,~~575~~531 SH Sole None 29671,~~575~~531 0 0 Communications Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Deltagen~~Cisco Systems, Inc. Common ~~24783R103~~17275R102 47,~~589~~389 ~~798~~405,~~084~~968 SH Sole None ~~798~~405,~~084~~968 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Edison~~Corvis ~~Schools, Inc~~Corp. Common ~~281033100~~221009103 ~~324~~377 1585,~~983~~775 SH Sole None 1585,~~983~~775 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~New Focus~~Deltagen, Inc. Common ~~644383101~~24783R103 15,~~186~~774 94643,~~800~~009 SH Sole None 94643,~~800~~009 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Nortel~~eBenX, ~~Networks Corp~~Inc. Common ~~656568102~~278668108 ~~394~~57 2817,~~059~~318 SH Sole None 2817,~~059~~318 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Nuance~~Edison ~~Communications~~Schools, Inc. Common ~~669967101~~281033100 ~~402~~622 4027,~~051~~225 SH Sole None 4027,~~051~~225 0 0 ~~Inc.~~ Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~ONI~~GenVec, ~~Systems Corp~~Inc. Common ~~68273F103~~37246C109 ~~3,244~~259 ~~166~~89,~~355~~100 SH Sole None ~~166~~89,~~355~~100 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Openware Systems~~iManage, Inc. Common ~~683718100~~45245Y105 ~~1,082~~52 5414,~~533~~284 SH Sole None 5414,~~533~~284 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Orchid Biosciences~~MetaSolv, Inc. Common ~~68571P100~~59139P104 ~~1,081~~276 ~~227~~34,~~677~~780 SH Sole None ~~227~~34,~~677~~780 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Sonus~~New ~~Networks~~Focus, Inc. Common ~~835916107~~644383101 71,~~231~~136 ~~362~~137,~~385~~652 SH Sole None ~~362~~137,~~385~~652 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Sycamore~~Nortel Networks, ~~Inc~~Corp. Common ~~871206108~~656568102 ~~3,940~~352 ~~394~~39,~~027~~035 SH Sole None ~~394~~39,~~027~~035 0 0 Stock ------------------------------------------------------------------------------------------------------------------------------------ ~~Vignette~~Nuance ~~Corporation~~Communications Common ~~926734104~~669967101 1722 40,~~064~~051 ~~165~~SH Sole None 40,~~281~~051 0 0 Inc. Stock ------------------------------------------------------------------------------------------------------------------------------------ Occupational Health & Common 674617105 86 21,475 SH Sole None ~~165~~21,~~281~~475 0 0 Rehabilitation Stock ------------------------------------------------------------------------------------------------------------------------------------

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