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des Pallieres Bertrand 4

Accession 0000930413-12-006654

CIK 0000878932other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 12:12 PM ET

Size

5.4 KB

Accession

0000930413-12-006654

Insider Transaction Report

Form 4
Period: 2012-12-20
Transactions
  • Purchase

    Common Stock

    2012-12-20$2.65/sh+986,842$2,610,6912,017,298 total
Footnotes (2)
  • [F1]Includes 60,369 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
  • [F2]Includes 986,842 shares purchased on December 20, 2012 by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.

Issuer

EQUUS TOTAL RETURN, INC.

CIK 0000878932

Entity typeother

Related Parties

1
  • filerCIK 0001493101

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 12:12 PM ET
Size
5.4 KB