APOLLO GROUP INC 4

4 · APOLLO GROUP INC · Filed Oct 29, 2013

Form 4

Period: 2012-12-12

DirectorExec Chrmn of the Board10% Owner

Transactions

Sale
Class A Common Stock
2013-10-28$27.83/sh−100,000$2,782,700→ 800,000 total(indirect: By Trust)
Sale
Class A Common Stock
2013-10-25$27.69/sh−248,445$6,879,964→ 8,122,841 total(indirect: By Trust)
Gift
Class A Common Stock
2012-12-12−1,100→ 8,371,286 total(indirect: By Trust)
Sale
Class A Common Stock
2013-10-25$28.44/sh−1,555$44,224→ 8,121,286 total(indirect: By Trust)
Sale
Class A Common Stock
2013-10-28$27.83/sh−250,000$6,958,300→ 7,871,286 total(indirect: By Trust)

Holdings

Footnotes (6)

[F1]Does not include (i) the performance share award made to the Reporting Person on July 6, 2011 for 20,805 target shares of the Issuer's Class A common stock (which will be prorated based on completed full years of service due to the Reporting Person's retirement prior to the end of the performance period). Those performance shares will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
[F2]By self as trustee and beneficiary of the John Sperling Revocable Trust dated November 26, 2007.
[F3]Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.41 to a high of $28.38. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
[F4]Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.65 to a high of $28.01. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
[F5]By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
[F6]By Self as trustee of the Aurora Foundation dated May 22, 1997.

Documents

1 file