4//SEC Filing
MERKEL STEPHEN M 4
Accession 0000929638-23-001925
CIK 0001094831other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 4:58 PM ET
Size
8.8 KB
Accession
0000929638-23-001925
Insider Transaction Report
Form 4
MERKEL STEPHEN M
EVP, GC and Secretary
Transactions
- Award
Class A Common Stock, par value $0.01 per share
2023-07-01+136,891→ 136,891 total - Award
Class A Common Stock, par value $0.01 per share
2023-07-01+6,258→ 6,258 total(indirect: By Trust) - Award
Class A Common Stock, par value $0.01 per share
2023-07-01+43,012→ 43,012 total(indirect: By 401(k))
Footnotes (3)
- [F1]On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share, outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share ("Class A Common Stock"), in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Group and the Compensation Committee thereof.
- [F2]Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.
- [F3]Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of May 31, 2023.
Documents
Issuer
BGC Group, Inc.
CIK 0001094831
Entity typeother
Related Parties
1- filerCIK 0001251144
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 4:58 PM ET
- Size
- 8.8 KB