QUAINT OAK BANCORP INC 4
4 · QUAINT OAK BANCORP INC · Filed Feb 22, 2017
Insider Transaction Report
Form 4
PHILLIPS ROBERT J
Director
Transactions
- Sale
Common Stock
2017-02-21$12.35/sh−5,000$61,750→ 40,146 total - Exercise/Conversion
Common Stock
2017-02-21$5.00/sh+5,000$25,000→ 45,146 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-02-22−1,000→ 22,844 totalExercise: $5.00From: 2013-05-14Exp: 2018-05-14→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2017-02-22$5.00/sh+1,000$5,000→ 41,146 total - Sale
Common Stock
2017-02-22$12.40/sh−1,000$12,400→ 40,146 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-02-21−5,000→ 23,844 totalExercise: $5.00From: 2013-05-14Exp: 2018-05-14→ Common Stock (5,000 underlying)
Holdings
- 10,000
Stock Option (Right to Buy)
Exercise: $8.10Exp: 2023-05-08→ Common Stock (10,000 underlying) - 1,456(indirect: By IRA)
Common Stock
- 658(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 1,200 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 3,000 shares (adjusted to reflect the September 8, 2015, 2-for-1 stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 37,746 shares held jointly with the reporting person's spouse.
- [F2]The options vested 20% per year in five equal annual installments beginning on May 14, 2009.
- [F3]The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.