$EFOI·4

ENERGY FOCUS, INC/DE · Jun 17, 5:16 PM ET

ENERGY FOCUS, INC/DE 4

4 · ENERGY FOCUS, INC/DE · Filed Jun 17, 2016

Insider Transaction Report

Form 4
Period: 2016-06-15
Transactions
  • Award

    Restricted Stock Units

    2016-06-15+11,48411,484 total
    Exercise: $0.00From: 2017-06-15Exp: 2017-06-15Common Stock (11,484 underlying)
Holdings
  • Common Stock

    3,000
  • Stock Option

    Exercise: $5.50From: 2015-07-16Exp: 2024-07-16Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $10.36From: 2015-08-23Exp: 2025-07-23Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $4.80From: 2014-12-18Exp: 2023-12-18Common Stock (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]The Restricted Stock Units vest 100% on 06/15/2017.
  • [F3]Date applies to 1/12th of the total, as options vest monthly over a twelve month period.

Documents

3 files
  • 4
    wf-form4_146619818211193.xmlPrimary

    FORM 4

  • GRAPHIC
    poaforsec16mramelot72715001.jpg

    POA FOR SECTION 16 FILINGS - M. RAMELOT

  • EX-24

    POA FOR SECTION 16 FILINGS - M. RAMELOT