Grant Geoffrey T 4
4 · CADIZ INC · Filed Dec 17, 2021
Insider Transaction Report
Form 4
CADIZ INCCDZI
Grant Geoffrey T
Director
Transactions
- Purchase
Common Stock
2021-12-16$4.25/sh+25,000$106,218→ 180,206 total
Holdings
- 30,500(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $4.19 to $4.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.
- [F3]These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.