4//SEC Filing
Kanen David 4
Accession 0000921895-23-001050
CIK 0001399520other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 8:19 PM ET
Size
15.6 KB
Accession
0000921895-23-001050
Insider Transaction Report
Form 4
Kanen David
10% OwnerOther
Transactions
- Exercise of In-Money
Warrants (right to buy)
2023-05-02−125,000→ 0 total(indirect: Philotimo Fund, LP)Exercise: $1.63Exp: 2023-05-15→ Common Stock, par value $0.0001 (125,000 underlying) - Exercise of In-Money
Common Stock, par value $0.0001
2023-05-02$1.63/sh+125,000$203,750→ 1,970,000 total(indirect: Philotimo Fund, LP)
Holdings
- 20,237
Common Stock, par value $0.0001
- 2,486,141(indirect: By LLC)
Common Stock, par value $0.0001
- 121,554(indirect: Philotimo Focused Growth & Income Fund)
Common Stock, par value $0.0001
Kanen Wealth Management LLC
10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock, par value $0.0001
2023-05-02$1.63/sh+125,000$203,750→ 1,970,000 total(indirect: Philotimo Fund, LP) - Exercise of In-Money
Warrants (right to buy)
2023-05-02−125,000→ 0 total(indirect: Philotimo Fund, LP)Exercise: $1.63Exp: 2023-05-15→ Common Stock, par value $0.0001 (125,000 underlying)
Holdings
- 20,237
Common Stock, par value $0.0001
- 2,486,141(indirect: By LLC)
Common Stock, par value $0.0001
- 121,554(indirect: Philotimo Focused Growth & Income Fund)
Common Stock, par value $0.0001
Philotimo Fund, LP
10% OwnerOther
Transactions
- Exercise of In-Money
Warrants (right to buy)
2023-05-02−125,000→ 0 total(indirect: Philotimo Fund, LP)Exercise: $1.63Exp: 2023-05-15→ Common Stock, par value $0.0001 (125,000 underlying) - Exercise of In-Money
Common Stock, par value $0.0001
2023-05-02$1.63/sh+125,000$203,750→ 1,970,000 total(indirect: Philotimo Fund, LP)
Holdings
- 2,486,141(indirect: By LLC)
Common Stock, par value $0.0001
- 20,237
Common Stock, par value $0.0001
- 121,554(indirect: Philotimo Focused Growth & Income Fund)
Common Stock, par value $0.0001
Philotimo Focused Growth & Income Fund
10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock, par value $0.0001
2023-05-02$1.63/sh+125,000$203,750→ 1,970,000 total(indirect: Philotimo Fund, LP) - Exercise of In-Money
Warrants (right to buy)
2023-05-02−125,000→ 0 total(indirect: Philotimo Fund, LP)Exercise: $1.63Exp: 2023-05-15→ Common Stock, par value $0.0001 (125,000 underlying)
Holdings
- 20,237
Common Stock, par value $0.0001
- 2,486,141(indirect: By LLC)
Common Stock, par value $0.0001
- 121,554(indirect: Philotimo Focused Growth & Income Fund)
Common Stock, par value $0.0001
Footnotes (5)
- [F1]This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- [F2]Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
- [F3]Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
- [F4]Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
- [F5]Immediately exercisable.
Documents
Issuer
ONE Group Hospitality, Inc.
CIK 0001399520
Entity typeother
Related Parties
1- filerCIK 0001681743
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 8:19 PM ET
- Size
- 15.6 KB