FALCONSTOR SOFTWARE INC·4

Jan 14, 6:09 PM ET

KELLY MICHAEL P 4

4 · FALCONSTOR SOFTWARE INC · Filed Jan 14, 2019

Insider Transaction Report

Form 4
Period: 2018-12-27
Transactions
  • Exercise of In-Money

    Common Stock

    2018-12-27$0.00/sh+763,915$764763,915 total
  • Exercise of In-Money

    Warrants

    2018-12-27763,9150 total
    Exercise: $0.00Exp: 2028-02-23Common Stock (763,915 underlying)
Footnotes (1)
  • [F1]The warrants reported herein were issued by the Issuer to the Reporting Person in connection with its purchase of 62,447 units in a private placement which closed in October 2018. The warrants are exercisable at any time prior to the expiration date.

Documents

1 file
  • 4
    form404637006_01142019.xmlPrimary

    OWNERSHIP DOCUMENT