Home/Filings/4/0000921895-18-003075

4//SEC Filing

Perelman Vadim 4

Accession 0000921895-18-003075

CIK 0001040719other

View on SEC.gov Company Profile

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 6:25 PM ET

Size

24.1 KB

Accession

0000921895-18-003075

Insider Transaction Report

Form 4

Period: 2018-11-13

DITECH HOLDING CorpDHCP

Perelman Vadim

10% Owner

Transactions

Sale
Common Stock
2018-11-13$0.66/sh−391,728$257,561→ 57 total(indirect: By: Baker Street Capital L.P.)
Sale
Common Stock
2018-11-13$0.66/sh−76,896$50,559→ 0 total(indirect: By: Baskerville SPV, L.P.)

Holdings

Common Stock
7,283
Series A Warrants
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,449 underlying)
12,449
Series B Warrants
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,878 underlying)
9,878
Series A Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,074 underlying)
710,074
Series B Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,429 underlying)
563,429
Series A Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,009 underlying)
131,009
Series B Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
103,952

Baker Street Capital Management, LLC

10% Owner

Transactions

Sale
Common Stock
2018-11-13$0.66/sh−391,728$257,561→ 57 total(indirect: By: Baker Street Capital L.P.)
Sale
Common Stock
2018-11-13$0.66/sh−76,896$50,559→ 0 total(indirect: By: Baskerville SPV, L.P.)

Holdings

Series B Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,429 underlying)
563,429
Series A Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,009 underlying)
131,009
Series B Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
103,952
Common Stock
7,283
Series A Warrants
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,449 underlying)
12,449
Series B Warrants
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,878 underlying)
9,878
Series A Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,074 underlying)
710,074

Baker Street Capital L.P.

10% Owner

Transactions

Sale
Common Stock
2018-11-13$0.66/sh−391,728$257,561→ 57 total(indirect: By: Baker Street Capital L.P.)
Sale
Common Stock
2018-11-13$0.66/sh−76,896$50,559→ 0 total(indirect: By: Baskerville SPV, L.P.)

Holdings

Series A Warrants
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,449 underlying)
12,449
Series B Warrants
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,878 underlying)
9,878
Series B Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,429 underlying)
563,429
Series A Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,009 underlying)
131,009
Series B Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
103,952
Common Stock
7,283
Series A Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,074 underlying)
710,074

Baker Street Capital GP, LLC

10% Owner

Transactions

Sale
Common Stock
2018-11-13$0.66/sh−391,728$257,561→ 57 total(indirect: By: Baker Street Capital L.P.)
Sale
Common Stock
2018-11-13$0.66/sh−76,896$50,559→ 0 total(indirect: By: Baskerville SPV, L.P.)

Holdings

Common Stock
7,283
Series A Warrants
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,449 underlying)
12,449
Series B Warrants
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,878 underlying)
9,878
Series A Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,074 underlying)
710,074
Series B Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,429 underlying)
563,429
Series A Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,009 underlying)
131,009
Series B Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
103,952

Baskerville SPV, L.P.

Other

Transactions

Sale
Common Stock
2018-11-13$0.66/sh−391,728$257,561→ 57 total(indirect: By: Baker Street Capital L.P.)
Sale
Common Stock
2018-11-13$0.66/sh−76,896$50,559→ 0 total(indirect: By: Baskerville SPV, L.P.)

Holdings

Common Stock
7,283
Series A Warrants
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,449 underlying)
12,449
Series B Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
103,952
Series B Warrants
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,878 underlying)
9,878
Series A Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,074 underlying)
710,074
Series B Warrants
(indirect: By: Baker Street Capital L.P.)
Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,429 underlying)
563,429
Series A Warrants
(indirect: By: Baskerville SPV, L.P.)
Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,009 underlying)
131,009

Footnotes (3)

[F1]This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
[F2]Represents securities owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by BSC LP.
[F3]Represents securities owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by Baskerville SPV.

Documents

1 file

4
form407950019_11152018.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

DITECH HOLDING Corp

CIK 0001040719

→

Entity typeother

Related Parties

filerCIK 0001489810

Filing Metadata

Form type: 4
Filed: Nov 14, 7:00 PM ET
Accepted: Nov 15, 6:25 PM ET
Size: 24.1 KB

View on SEC.gov