Home/Filings/3/0000921895-18-002793
3//SEC Filing

RBI OPPORTUNITIES FUND, LLC 3

Accession 0000921895-18-002793

CIK 0001041024other

Filed

Oct 16, 8:00 PM ET

Accepted

Oct 17, 5:25 PM ET

Size

6.1 KB

Accession

0000921895-18-002793

Insider Transaction Report

Form 3
Period: 2018-10-15
Holdings
  • Warrants (right to buy)

    Exercise: $4.96From: 2019-04-17Exp: 2023-10-17Common Stock (2,770,781 underlying)
  • Common Stock

    5,541,562
Footnotes (2)
  • [F1]The RBI Opportunities Fund, LLC ("RBI Opportunities") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  • [F2]Represents securities directly owned by RBI Opportunities. RBI PI Manager, LLC ("RBI Manager"), as the manager of RBI Opportunities, may be deemed to beneficially own the securities owned directly by RBI Opportunities. David S. Richmond, as the manager of RBI Manager, may be deemed to beneficially own the securities owned directly by RBI Opportunities. Each of the foregoing disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Issuer

ROCKWELL MEDICAL, INC.

CIK 0001041024

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001755611

Filing Metadata

Form type
3
Filed
Oct 16, 8:00 PM ET
Accepted
Oct 17, 5:25 PM ET
Size
6.1 KB