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DOMENIK STEPHEN L 4

Accession 0000921895-13-002214

CIK 0000850579other

View on SEC.gov Company Profile

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 8:17 PM ET

Size

25.8 KB

Accession

0000921895-13-002214

Insider Transaction Report

Form 4

Period: 2013-11-07

PLX TECHNOLOGY INCPLXT

POTOMAC CAPITAL PARTNERS II LP

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700

Singer Eric

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249

Potomac Capital Management II, L.L.C.

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234

POTOMAC CAPITAL PARTNERS III, L.P.

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700

POTOMAC CAPITAL PARTNERS LP

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234

POTOMAC CAPITAL MANAGEMENT LLC

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083

SOLIT PAUL J

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700

DOMENIK STEPHEN L

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083

Potomac Capital Management III, L.L.C.

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234

COLOMBATTO MARTIN J

10% Owner

Transactions

Purchase
Common Stock, $0.001 Par Value
2013-11-07$6.14/sh+139,500$856,460→ 3,421,712 total

Holdings

Common Stock, $0.001 Par Value
(indirect: By Martin Colombatto)
35,700
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners, L.P.)
952,083
Common Stock, $0.001 Par Value
(indirect: By Potomac Capital Partners III, L.P.)
128,249
Common Stock, $0.001 Par Value
(indirect: By Eric Singer)
181,234

Footnotes (7)

[F1]This Form 4 is filed jointly by Potomac Capital Partners II, L.P. ("PCP II"), Potomac Capital Management II, L.L.C. ("Potomac Management II"), Potomac Capital Partners III, L.P. ("PCP III"), Potomac Capital Management III, L.L.C. ("Potomac Management III"), Potomac Capital Partners, L.P. ("PCP I"), Potomac Capital Management, L.L.C. ("Potomac Management I"), Paul J. Solit, Eric Singer, Martin Colombatto and Stephen Domenik (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
[F2]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
[F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.15,inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and ExchangeCommission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
[F4]Shares of Common Stock beneficially owned by PCP II. Potomac Management II, as the general partner of PCP II, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP II. Each of Messrs. Solit and Singer, as co-managing members of Potomac Management II, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP II.
[F5]Shares of Common Stock beneficially owned by PCP III. Potomac Management III, as the general partner of PCP III, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP III. Each of Messrs. Solit and Singer, as co-managing members of Potomac Management III, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP III.
[F6]Shares of Common Stock beneficially owned by PCP I. Potomac Management I, as the general partner of PCP I, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP I. Mr. Solit, as managing member of Potomac Management I, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP I.
[F7]Mr. Colombatto directly owned 13,100 Shares of Common Stock, may be deemed to beneficially own 13,100 Shares of Common Stock that are held in a trust of which Mr. Colombatto is a trustee and a beneficiary with his wife, and may be deemed to beneficially own 9,500 Shares of Common Stock which are held in a trust for his child who shares the same household.

Documents

1 file

4
form408679006_11122013.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

PLX TECHNOLOGY INC

CIK 0000850579

→

Entity typeother

IncorporatedTX

Related Parties

filerCIK 0001189256

Filing Metadata

Form type: 4
Filed: Nov 11, 7:00 PM ET
Accepted: Nov 12, 8:17 PM ET
Size: 25.8 KB

View on SEC.gov