4//SEC Filing
LIPSON ARTHUR D 4
Accession 0000921895-09-002073
CIK 0001235511other
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 8:04 PM ET
Size
20.8 KB
Accession
0000921895-09-002073
Insider Transaction Report
Form 4
WESTERN INVESTMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2009-07-22$11.38/sh+6,500$73,991→ 32,641 total(indirect: By Western Investment Activism Partners) - Purchase
Common Stock, par value $0.001
2009-07-21$11.37/sh+3,313$37,682→ 26,141 total(indirect: By Western Investment Activism Partners)
Holdings
- 236,861(indirect: By Western Investment Hedged Partners)
Common Stock, par value $0.001
- 236,596(indirect: By Western Investment Total Return Ptnrs)
Common Stock, par value $0.001
- 1,011
Common Stock, par value $0.001
- 236,623(indirect: By Western Investment Total Return Fund)
Common Stock, par value $0.001
Footnotes (5)
- [F1]Each of the Reporting Persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
- [F2]Shares owned directly by Western Investment Activism Partners LLC ("WIAP"). As the managing member of WIAP, Western Investment LLC ("WILLC") may be deemed to beneficially own the Shares owned by WIAP. As the managing member of WILLC, Arthur D. Lipson may be deemed to beneficially own the Shares owned by WIAP. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
- [F3]Shares owned directly by Western Investment Hedged Partners L.P. ("WIHP"). As the general partner of WIHP, WILLC may be deemed to beneficially own the Shares owned by WIHP. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WIHP. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
- [F4]Shares owned directly by Western Investment Total Return Fund Ltd. ("WITRL"). As the investment manager of WITRL, WILLC may be deemed to beneficially own the Shares owned by WITRL. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRL. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
- [F5]Shares owned directly by Western Investment Total Return Partners L.P. ("WITRP"). As the general partner of WITRP, WILLC may be deemed to beneficially own the Shares owned by WITRP. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRP. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
Documents
Issuer
MBIA CAPITAL/CLAYMORE MAN DUR INV GRD MUNI FUND
CIK 0001235511
Entity typeother
Related Parties
1- filerCIK 0001257108
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 8:04 PM ET
- Size
- 20.8 KB