Home/Filings/4/0000921895-08-001279

4//SEC Filing

RCG Enterprise Ltd 4

Accession 0000921895-08-001279

CIK 0000832767other

View on SEC.gov Company Profile

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 5:28 PM ET

Size

28.9 KB

Accession

0000921895-08-001279

Insider Transaction Report

Form 4

Period: 2008-04-25

PHOENIX TECHNOLOGIES LTDPTEC

Parche, LLC

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)

RCG STARBOARD ADVISORS, LLC

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)

COHEN PETER A

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)

STRAUSS THOMAS W

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)

C4S & CO LLC

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)

SOLOMON JEFFREY M

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)

RCG Enterprise Ltd

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)

RAMIUS LLC

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)

Starboard Value & Opportunity Fund, LLC

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)

STARK MORGAN B

10% Owner

Transactions

Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−4,000$49,415→ 467,817 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−1,600$19,667→ 466,217 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−5,600$68,492→ 460,617 total(indirect: By LLC)
Sale
Common Stock, $0.001 par value
2008-04-28$12.23/sh−29,400$359,586→ 2,418,245 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.35/sh−21,000$259,430→ 2,456,045 total(indirect: By Starboard Value)
Sale
Common Stock, $0.001 par value
2008-04-25$12.29/sh−8,400$103,249→ 2,447,645 total(indirect: By Starboard Value)

Footnotes (2)

[F1]Shares owned directly by Parche, LLC (Parche). RCG Enterprise, Ltd, as the sole non-managing member of Parche and owner of all economic interests therein, may be deemed to beneficially own the Shares owned by Parche. As the managing member of Parche, RCG Starboard Advisors, LLC (Starboard Advisors), may be deemed to beneficially own the Shares owned by Parche. As the sole member of Starboard Advisors, Ramius LLC (Ramius) may be deemed to beneficially own the Shares owned by Parche. As the managing member of Ramius, C4S & Co., L.L.C. (C4S), may be deemed to beneficially own the Shares owned by Parche. As the managing members of C4S, each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the Shares owned by Parche. Each of Messrs. Cohen, Stark, Solomon and Strauss, Starboard Advisors, Ramius and C4S disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
[F2]Shares owned directly by Starboard Value and Opportunity Master Fund, Ltd. (Starboard). As the investment manager of Starboard, Starboard Advisors may be deemed to beneficially own the Shares owned by Starboard. As the sole member of Starboard Advisors, Ramius may be deemed to beneficially own the Shares owned by Starboard. As the managing member of Ramius, C4S may be deemed to beneficially own the Shares owned by Starboard. As the managing members of C4S, each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the Shares owned by Starboard. Each of Messrs. Cohen, Stark, Solomon and Strauss, Starboard Advisors, Ramius and C4S disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Documents

1 file

4
ram31.xmlPrimary

Issuer

PHOENIX TECHNOLOGIES LTD

CIK 0000832767

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001418492

Filing Metadata

Form type: 4
Filed: Apr 28, 8:00 PM ET
Accepted: Apr 29, 5:28 PM ET
Size: 28.9 KB

View on SEC.gov