Home/Filings/4/0000920427-18-000049
4//SEC Filing

TUCKER ALLEN 4

Accession 0000920427-18-000049

CIK 0000920427other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 1:45 PM ET

Size

9.1 KB

Accession

0000920427-18-000049

Insider Transaction Report

Form 4
Period: 2018-03-09
TUCKER ALLEN
DirectorOther
Transactions
  • Exercise/Conversion

    Stock Options

    2018-03-09$3.46/sh8,800$30,4489,200 total
    Exercise: $3.46From: 2009-12-18Exp: 2018-12-18Common Stock (8,800 underlying)
  • Exercise/Conversion

    Common Stock

    2018-03-09$3.46/sh+8,800$30,448356,708 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    63,497
  • Restricted Stock

    3,943
Footnotes (6)
  • [F1]240,888 shares are held in a brokerage account; 115,820 shares are held in an account at Computershare for a total of 356,708.
  • [F2]12,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497.
  • [F3]3,490 restricted stock shares are held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvestment shares for a total of 3,943.
  • [F4]Mr. Tucker exercised 8,800 stock options at $3.46 per share.
  • [F5]8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.
  • [F6]9,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.

Issuer

UNITY BANCORP INC /NJ/

CIK 0000920427

Entity typeother

Related Parties

1
  • filerCIK 0001238309

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 1:45 PM ET
Size
9.1 KB