4//SEC Filing
DALLAS ROBERT H II 4
Accession 0000920427-18-000020
CIK 0000920427other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 1:23 PM ET
Size
12.4 KB
Accession
0000920427-18-000020
Insider Transaction Report
Form 4
DALLAS ROBERT H II
Director
Transactions
- Exercise/Conversion
Common Stock
2018-01-02$3.46/sh+8,800$30,448→ 11,025 total - Award
Stock Options
2018-01-02$19.75/sh+3,200$63,200→ 9,100 totalExercise: $19.75From: 2019-01-02Exp: 2028-01-02→ Common Stock (3,200 underlying) - Award
Restricted Stock
2018-01-02$19.75/sh+750$14,813→ 4,081 total - Exercise/Conversion
Stock Options
2018-01-02$3.46/sh−8,800$30,448→ 9,100 totalExercise: $3.46From: 2009-12-18Exp: 2018-12-18→ Common Stock (8,800 underlying)
Holdings
- 1,706,942(indirect: By LLC)
Common Stock
Footnotes (9)
- [F1]750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.
- [F2]Stock price at the close of business on 12/29/17
- [F3]3,630 shares are currently held in an account at Computershare, which have upcoming vesting dates; 451 shares are dividend reinvested shares for a total of 4,081.
- [F4]11,025 shares are held in Mr. Dallas' name in an account at Computershare.
- [F5]171,632 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
- [F6]3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.
- [F7]Mr. Dallas exercised 8,800 stock options at $3.46 per share.
- [F8]8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.
- [F9]9,100 stock options were granted under various dates and vesting periods of which 1,967 are currently exercisable.
Documents
Issuer
UNITY BANCORP INC /NJ/
CIK 0000920427
Entity typeother
Related Parties
1- filerCIK 0001033204
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 1:23 PM ET
- Size
- 12.4 KB