Orr Barry H 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 18, 2021

Form 4

Period: 2021-03-16

Director

Transactions

Award
2021 Time-Based Restricted Stock
2021-03-16$52.26/sh+1,040$54,350→ 0 total
→ Common Stock (1,040 underlying)
Award
2021 Performance Based Restricted Stock (3-year performance)
2021-03-16$52.26/sh+1,561$81,578→ 1,561 total
→ Common Stock (1,561 underlying)

Holdings

Common Stock
(indirect: By IRA)
15,179
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying)
0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,404 underlying)
0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,303 underlying)
0
Common Stock
219,249
2021 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2020 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2019 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0

Footnotes (7)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
[F3]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
[F4]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
[F5]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
[F6]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
[F7]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer

Documents

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