4//SEC Filing
Townsend Andrew E 4
Accession 0000920112-20-000312
CIK 0000920112other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 4:23 PM ET
Size
19.7 KB
Accession
0000920112-20-000312
Insider Transaction Report
Form 4
Townsend Andrew E
EVP, Chief Credit Officer
Transactions
- Award
Common Stock
2020-06-30$30.10/sh+306$9,211→ 30,436 total - Award
2020 Time-Based Restricted Stock
2020-03-17$32.57/sh+1,630$53,089→ 0 total→ Common Stock (1,630 underlying) - Award
2020 Performance Based Restricted Stock (3-year performance)
2020-03-17$32.57/sh+1,630$53,089→ 0 total→ Common Stock (1,630 underlying)
Holdings
- 30,130
Common Stock
- 0
2020 Time-Based Restricted Stock
→ Common Stock (0 underlying) - 382
2019 Time-Based Restricted Stock
→ Common Stock (382 underlying) - 0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (177 underlying) - 1,163(indirect: By 401(k))
Common Stock
- 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,622 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,047 underlying) - 184
2018 Time-Based Restricted Stock
→ Common Stock (184 underlying)
Footnotes (10)
- [F1]These shares are held in Jt. Ten.
- [F10]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F2]Reflects shares purchased through the Employee Stock Purchase Program
- [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F4]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F5]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
- [F6]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F7]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F8]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F9]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001665252
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 4:23 PM ET
- Size
- 19.7 KB