HEARTLAND FINANCIAL USA INC 4
4 · HEARTLAND FINANCIAL USA INC · Filed May 18, 2017
Insider Transaction Report
Form 4
FALB MARK C
Director
Transactions
- Tax Payment
2016 Director Restricted Stock Unit
2017-05-17−1,560→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2017-05-16$47.30/sh+180$8,514→ 37,238 total(indirect: By Trust) - Award
2017 Director Restricted Stock Unit
2017-05-17+1,095→ 0 total→ Common Stock (1,095 underlying) - Award
2017 Director Restricted Stock Unit
2017-05-16+125→ 0 total→ Common Stock (125 underlying) - Exercise/Conversion
Common Stock
2017-05-17$45.20/sh+1,560$70,512→ 38,798 total(indirect: By Trust) - Tax Payment
2016 Director Restricted Stock Unit
2017-05-16−180→ Common Stock (1,560 underlying)
Holdings
- 68,856(indirect: By Trust)
Common Stock
2016 Director Restricted Stock Unit
→ Common Stock (1,740 underlying)- 0
2017 Director Restricted Stock Unit
→ Common Stock (0 underlying) - 37,058(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]These shares area held by Mark C. Falb Revocable Trust, Mark C. Falb Trustee
- [F2]These shares are held by Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee
- [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F4]These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.