HEARTLAND FINANCIAL USA INC 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 2, 2017

Form 4

Period: 2017-03-01

EVP HR and Org Development

Transactions

Other
2015 Performance Based Restricted Stock
2017-03-01−963
→ Common Stock (0 underlying)
Other
2016 Performance Based Restricted Stock (3-year performance)
2017-03-01−589
→ Common Stock (0 underlying)
Other
2014 Time-Based Restricted Stock
2017-03-01−1,375
→ Common Stock (0 underlying)
Other
2015 Time-Based Restricted Stock
2017-03-01−1,375
→ Common Stock (0 underlying)
Other
2016 Performance Based Restricted Stock (1-year performance)
2017-03-01−1,236
→ Common Stock (0 underlying)
Other
2016 Time-Based Restricted Stock
2017-03-01−741
→ Common Stock (0 underlying)
Other
2017 Time-Based Restricted Stock
2017-03-01−770
→ Common Stock (0 underlying)

Holdings

Common Stock
5,833
2017 Time-Based Restricted Stock
→ Common Stock (770 underlying)
2015 Performance Based Restricted Stock
→ Common Stock (963 underlying)
2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,236 underlying)
2014 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)
2015 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)
2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (589 underlying)
2016 Time-Based Restricted Stock
→ Common Stock (741 underlying)
741

Footnotes (9)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
[F3]Forfeiture of Restricted Stock Units upon termination of employment
[F4]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
[F5]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
[F6]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
[F7]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
[F8]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
[F9]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.

Documents

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