HEARTLAND FINANCIAL USA INC 4
4 · HEARTLAND FINANCIAL USA INC · Filed Jan 22, 2015
Insider Transaction Report
Form 4
ERICKSON KENNETH J
EVP, Chief Credit Officer
Transactions
- Award
Common Stock
2015-01-20+2,050→ 150,965 total
Holdings
- 69,875(indirect: By Spouse)
Common Stock
- 2,604(indirect: By 401(k))
Common Stock
- 6,151(indirect: HTLF Retirement Plan)
Common Stock
- 2,000
Non-Qualified Stock Option (Right To Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (2,000 underlying)
Footnotes (4)
- [F1]Includes 10,042 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- [F2]Includes 4,325 shares of Performance Based Restricted Stock.
- [F3]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.
- [F4]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.