4//SEC Filing
JONES ROSS M 4
Accession 0000919574-22-005498
CIK 0001604028other
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:53 PM ET
Size
21.1 KB
Accession
0000919574-22-005498
Insider Transaction Report
Form 4
JONES ROSS M
Director
Transactions
- Sale
Common Stock
2022-09-07$135.42/sh−226,085$30,616,702→ 3,827,280 total(indirect: See Footnote) - Sale
Common Stock
2022-09-08$135.87/sh−16,000$2,173,966→ 3,811,280 total(indirect: See Footnote) - Sale
Common Stock
2022-09-08$137.85/sh−131,116$18,074,931→ 3,456,444 total(indirect: See Footnote) - Sale
Common Stock
2022-09-07$134.88/sh−73,915$9,969,382→ 4,053,365 total(indirect: See Footnote) - Sale
Common Stock
2022-09-08$136.86/sh−223,720$30,618,588→ 3,587,560 total(indirect: See Footnote) - Sale
Common Stock
2022-09-08$138.65/sh−83,884$11,630,827→ 3,372,560 total(indirect: See Footnote)
Holdings
- 31,081(indirect: By LLC)
Common Stock
- 32,736(indirect: By LLC)
Common Stock
- 45,417
Common Stock
Footnotes (10)
- [F1]Represents shares held directly or indirectly by Berkshire Fund IX, L.P. ("BF IX"), Berkshire Fund IX-A, L.P. ("BF IX-A"), Stockbridge Fund, L.P. ("SF") and certain other accounts (collectively, the "Berkshire Entities"). Ninth Berkshire Associates LLC ("9BA") is the general partner of BF IX and BF IX-A, and Stockbridge Associates LLC ("SA") is the general partner of SF. Berkshire Partners LLC ("BP") is the investment adviser to BF IX and BF IX-A, and Stockbridge Partners LLC ("SP") is the investment adviser to SF and such certain other accounts. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of BP and SP.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $138.25 to $139.025. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2](continued from Footnote 1) The Reporting Person is a managing member of BPH, BPSP, BP, SP, 9BA and SA. By virtue of the relationships described in the preceding sentences, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by the Berkshire Entities. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F3]Represents shares held by Berkshire Investors III LLC ("BI III"). The Reporting Person is a managing member of BI III. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI III. The Reporting Person disclaims beneficial ownership of the shares held by BI III, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F4]Represents shares held by Berkshire Investors IV LLC ("BI IV"). The Reporting Person is a managing member of BI IV. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI IV. The Reporting Person disclaims beneficial ownership of the shares held by BI IV, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $134.00 to $134.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $135.00 to $135.985. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $135.25 to $136.2499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $136.25 to $137. 2499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $137.25 to $138. 2499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
ADVANCED DRAINAGE SYSTEMS, INC.
CIK 0001604028
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0001267629
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 4:53 PM ET
- Size
- 21.1 KB