4//SEC Filing
JONES ROSS M 4
Accession 0000919574-22-005176
CIK 0001604028other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:41 PM ET
Size
12.8 KB
Accession
0000919574-22-005176
Insider Transaction Report
Form 4
JONES ROSS M
Director
Transactions
- Other
Common Stock
2022-08-16−969,241→ 4,127,280 total(indirect: See Footnote) - Other
Common Stock
2022-08-16+14,976→ 45,417 total - Other
Common Stock
2022-08-16−15,260→ 32,736 total(indirect: By LLC) - Other
Common Stock
2022-08-16−15,499→ 31,081 total(indirect: By LLC)
Footnotes (6)
- [F1]Represents a pro rata in kind distribution of the Issuer's Common Stock by certain of the Berkshire Entities (as defined below), as well as BI III and BI IV (each as defined below), to their respective limited partners and members.
- [F2]Represents Common Stock received by the Reporting Person as part of the distribution referred to in note (1) above.
- [F3]Represents shares held directly or indirectly by Berkshire Fund IX, L.P. ("BF IX"), Berkshire Fund IX-A, L.P. ("BF IX-A"), Stockbridge Fund, L.P. ("SF") and certain other accounts (collectively, the "Berkshire Entities"). Ninth Berkshire Associates LLC ("9BA") is the general partner of BF IX and BF IX-A, and Stockbridge Associates LLC ("SA") is the general partner of SF. Berkshire Partners LLC ("BP") is the investment adviser to BF IX and BF IX-A, and Stockbridge Partners LLC ("SP") is the investment adviser to SF and such certain other accounts. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of BP and SP.
- [F4](continued from Footnote 3) The Reporting Person is a managing member of BPH, BPSP, BP, SP, 9BA and SA. By virtue of the relationships described in the preceding sentences, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by the Berkshire Entities. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F5]Represents shares held by Berkshire Investors III LLC ("BI III"). The Reporting Person is a managing member of BI III. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI III. The Reporting Person disclaims beneficial ownership of the shares held by BI III, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F6]Represents shares held by Berkshire Investors IV LLC ("BI IV"). The Reporting Person is a managing member of BI IV. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI IV. The Reporting Person disclaims beneficial ownership of the shares held by BI IV, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
ADVANCED DRAINAGE SYSTEMS, INC.
CIK 0001604028
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0001267629
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 4:41 PM ET
- Size
- 12.8 KB