BRYANT JOHN F. 4
4 · PERCEPTRON INC/MI · Filed Dec 3, 2020
Insider Transaction Report
Form 4
BRYANT JOHN F.
Director
Transactions
- Award
Common Stock, $0.01 par value
2020-12-01$6.97/sh+2,618$18,247→ 34,086 total(indirect: See Footnote)
Holdings
- 987,091(indirect: See Footnote)
Common Stock, $0.01 par value
Footnotes (2)
- [F1]The Reporting Person received 2,618 shares of common stock (the "Reported Shares") in lieu of a portion of his annual Board Compensation pursuant to the Directors Stock Purchase Rights under the 2004 Stock Incentive Plan, an exempt plan. The Reported shares were assigned to Harbert Fund Advisors, Inc. ("HFA"), and are held in an affiliated brokerage account for the benefit of the investors of Harbert Discovery Fund, LP (the "Fund").
- [F2]These shares are held by the Fund and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) HFA, the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) the Reporting Person, a Senior Advisor of the Fund, and a Vice President and Senior Managing Director of HMC, (v) Kenan Lucas, the Managing Director and Portfolio Manager of the Fund GP and (v) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.