4//SEC Filing
ZIMMERMAN, JAMIE 4
Accession 0000919574-12-004263
CIK 0001379895other
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 5:01 PM ET
Size
15.1 KB
Accession
0000919574-12-004263
Insider Transaction Report
Form 4
DYNEGY INC.DYNIQ
Litespeed Management LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-07-09$0.48/sh+1,159,000$557,247→ 32,009,145 total - Purchase
Common Stock
2012-07-05$0.59/sh+542,854$319,524→ 29,050,145 total - Purchase
Common Stock
2012-07-06$0.55/sh+1,800,000$993,600→ 30,850,145 total
Holdings
- 32,009,145(indirect: See footnote)
Common Stock
- 29,050,145(indirect: See foonote)
Common Stock
- 30,850,145(indirect: See footnote)
Common Stock
LITESPEED MASTER FUND, LTD.
10% Owner
Transactions
- Purchase
Common Stock
2012-07-05$0.59/sh+542,854$319,524→ 29,050,145 total - Purchase
Common Stock
2012-07-09$0.48/sh+1,159,000$557,247→ 32,009,145 total - Purchase
Common Stock
2012-07-06$0.55/sh+1,800,000$993,600→ 30,850,145 total
Holdings
- 29,050,145(indirect: See foonote)
Common Stock
- 30,850,145(indirect: See footnote)
Common Stock
- 32,009,145(indirect: See footnote)
Common Stock
ZIMMERMAN, JAMIE
10% Owner
Transactions
- Purchase
Common Stock
2012-07-05$0.59/sh+542,854$319,524→ 29,050,145 total - Purchase
Common Stock
2012-07-06$0.55/sh+1,800,000$993,600→ 30,850,145 total - Purchase
Common Stock
2012-07-09$0.48/sh+1,159,000$557,247→ 32,009,145 total
Holdings
- 30,850,145(indirect: See footnote)
Common Stock
- 32,009,145(indirect: See footnote)
Common Stock
- 29,050,145(indirect: See foonote)
Common Stock
Footnotes (4)
- [F1]The reported securities are directly owned by Litespeed Master Fund, Ltd., which is a reporting person. Litespeed Management, L.L.C. and Jamie Zimmerman may be deemed to indirectly beneficially own the securities directly held by Litespeed Master Fund, Ltd. See footnote 2.
- [F2]The reported securities may be deemed indirectly beneficially owned by Litespeed Management, L.L.C. as investment manager of Litespeed Master Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Jamie Zimmerman as Managing Member of Litespeed Management, L.L.C. Litespeed Management, L.L.C. and Jamie Zimmerman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Represents the weighted average price of shares purchased in multiple same-day transactions at prices ranging from $0.5437 to $0.5646 per share.
- [F4]Represents the weighted average price of shares purchased in multiple same-day transactions at prices ranging from $0.4544 to $0.5031 per share.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001453443
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 5:01 PM ET
- Size
- 15.1 KB