13F-HR 1 d13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings [_] entries. Institutional Investment Manager Filing this Report: Name: David A. Charnes Address: CSX Capital Management, Inc. 901 East Cary Street, Suite 1600 Richmond, VA 23219 Form 13F File Number: 28-3167 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Charnes Title: Vice President Phone: (804) 782-6738 Signature, Place, and Date of Signing /s/ David A. Charnes Richmond, VA January 31, 2002 ------------------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $131,338,805 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F INFORMATION TABLE

--------------------------------------------------------------------------------------- ------------------------------- -------------------------------------------------------- Name of Issuer Title of Class CUSIP Value Shares or Prin Amt -------------------------------------------------------------- ~~Name of Issuer Title of Class CUSIP Value Shares or Share/ PUT/ Invest. Other Prin Amt PRN CALL Discretion Mgrs.~~ ------------------------- GENUINE PT CO Common 372460-10 4,220,500 115,000 ---------------------------------------------------------------------------------------~~-----~~ ~~GENUINE~~CHUBB PTCORP CO Common ~~372460~~171232-10 53,~~256~~795,~~900~~000 ~~165~~55,000 ~~Sole~~ --------------------------------------------------------------------------------------- CATERPILLER INC COM Common 149123-10 4,180,000 80,000 ------------------------------ ~~CHUBB CORP Common 171232~~-~~10 3,927,550 55,000 Sole~~ -------------------------------------------------------- ANDREW CORP COM Common 034425-10 1,094,500 50,000 --------------------------------------------------------------------------------------- ~~CATERPILLER~~INTL ~~INC~~BUSINESS MACH CORP COM Common ~~149123~~459200-10 3,~~584~~628,~~000~~800 8030,000 ~~Sole~~ --------------------------------------------------------------------------------------- SCHERING-PLOUGH CORP COM Common 806605-10 3,581,000 100,000 ----------------------------- ~~ANDREW CORP COM Common 034425~~-~~10 909,000 50,000 Sole~~ --------------------------------------------------------- KIMBERLY-CLARK CORP Common 494368-10 3,887,000 65,000 ----------------------------------------------------------- ~~INTL BUSINESS MACH CORP COM Common 459200~~-~~10 3,230,500 35,000 Sole~~ --------------------------- PITNEY BOWES INC COM Common 724479-10 4,137,100 110,000 ---------------------------------------------------------------------------------------~~---~~ ~~SCHERING-PLOUGH~~BELLSOUTH CORP COM Common ~~806605~~079860-10 3,~~710~~433,~~000~~500 ~~100~~90,000 ~~Sole~~ --------------------------------------------------------------------------------------- MERCK & COMPANY Common 589331-10 3,234,000 55,000 ------------------------------ ~~KIMBERLY~~-~~CLARK CORP Common 494368~~-~~10 4,030,000 65,000 Sole~~ ------------------------------------------------------- FORTUNE BRANDS INC Common 349631-10 4,948,750 125,000 --------------------------------------------------------------------------------------- ~~PITNEY~~EXXON ~~BOWES~~MOBIL ~~INC~~CORP COM Common ~~724479~~30231G-10 42,~~202~~947,~~000~~500 ~~110~~75,000 ~~Sole~~ --------------------------------------------------------------------------------------- HEWLETT-PACKARD CO Common 428236-10 2,054,000 100,000 ----------------------------- ~~BELLSOUTH CORP COM Common 079860~~-~~10 3,739,500 90,000 Sole~~ --------------------------------------------------------- DOW JONES & CO INC COM Common 260561-10 2,736,500 50,000 --------------------------------------------------------------------------------------- ~~MERCK~~CHEVRON &TEXACO ~~COMPANY~~CORP Common ~~589331~~166764-10 35,~~663~~376,~~000~~600 5560,000 ~~Sole~~ --------------------------------------------------------------------------------------- INTL PAPER CO COM Common 460146-10 3,228,000 80,000 ------------------------------ ~~FORTUNE BRANDS INC Common 349631~~-~~10 4,187,500 125,000 Sole~~ -------------------------------------------------------- DUKE ENERGY CORP COM Common 264399-10 2,944,500 75,000 --------------------------------------------------------------------------------------- ~~EXXON~~V ~~MOBIL~~F CORP COM Common ~~30231G~~918204-10 23,~~955~~901,000 75100,000 ~~Sole~~ --------------------------------------------------------------------------------------- WEYERHAEUSER CO Common 962166-10 3,515,200 65,000 ------------------------------ ~~HEWLETT~~-~~PACKARD CO Common 428236~~-~~10 1,610,000 100,000 Sole~~ ------------------------------------------------------- GATX CORP Common 361448-10 2,439,000 75,000 --------------------------------------------------------------------------------------- ~~DOW~~ELECTRA ~~JONES~~DATA &SYS COCORP ~~INC~~ COM Common ~~260561~~285661-10 23,~~271~~427,500 50,000 ~~Sole~~ --------------------------------------------------------------------------------------- DEERE & CO Common 244199-10 4,366,000 100,000 ------------------------------ ~~CHEVRON CORP COM Common 166751~~-~~10 2,966,250 35,000 Sole~~ -------------------------------------------------------- MINN MNG & MFG CO. COM Common 604059-10 3,250,775 27,500 --------------------------------------------------------------------------------------- ~~TEXACO~~EATON ~~INC~~CORP Common ~~881694~~278058-10 3,~~900~~720,~~000~~500 6050,000 ~~Sole~~ --------------------------------------------------------------------------------------- MORGAN J P CHASE & CO Common 46625H-10 3,271,500 90,000 ------------------------------ ~~INTL PAPER CO COM Common 460146~~-~~10 2,784,000 80,000 Sole~~ -------------------------------------------------------- NATL CY CORP Common 635405-10 3,655,000 125,000 --------------------------------------------------------------------------------------- ~~DUKE~~MARSH ~~ENERGY~~& ~~CORP~~MC ~~COM~~LENNAN CO'S INC Common ~~264399~~571748-10 13,~~892~~760,~~500~~750 5035,000 ~~Sole~~ --------------------------------------------------------------------------------------- ROWAN CO INC COM Common 779382-10 3,874,000 200,000 ------------------------------ ~~V F CORP COM Common 918204~~-~~10 2,927,000 100,000 Sole~~ -------------------------------------------------------- VERIZON COMMUNICATIONS COM Common 92343V-10 2,373,000 50,000 --------------------------------------------------------------------------------------- ~~WEYERHAEUSER~~SBC COCOMMUNICATIONS INC. Common ~~962166~~78387G-10 3,~~166~~917,~~150~~000 65100,000 ~~Sole~~ --------------------------------------------------------------------------------------- ANHEUSER-BUSCH CO INC COM Common 035229-10 2,938,650 65,000 ----------------------------- ~~GATX CORP Common 361448~~-~~10 2,523,000 75,000 Sole~~ --------------------------------------------------------- MAYTAG CORP COM Common 578592-10 3,103,000 100,000 ------------------------------------------------------------ ~~ELECTRA DATA SYS CORP COM Common 285661~~-~~10 3,598,750 62,500 Sole~~ -------------------------- -------------------------------------------------------------------------------------------- ~~DEERE & CO Common 244199~~-~~10 3,761,000 100,000 Sole~~ ------------ ---------------------------------------------------------------------------------------------------------- ~~MINN~~Name ~~MNG~~of &Issuer ~~MFG~~Share/ COPUT/ Invest. ~~COM~~Other ~~Common~~Voting ~~604059-10~~Authority ~~2,706,000~~Shares ~~27,500 Sole~~ -------------------------------- PRN CALL Discretion Mgrs. Sole Shared None -------------------------------------------------------------------------------------- ~~EATON CORP Common 278058~~-~~10 3,256,550 55,000 Sole~~ ------------------ GENUINE PT CO Sole 115,000 --------------------------------------------------------------------------------------------------------- ~~MORGAN~~CHUBB JCORP PSole ~~& CO INC COM Common 616880-10 3~~55,~~073,500 90,~~000 ~~Sole~~ ---------------------------------------------------------------------------------------------------------~~-------------~~ ~~NATL~~CATERPILLER CYINC ~~CORP~~COM ~~Common~~Sole ~~635405-10 3~~80,~~743,750 125,~~000 ~~Sole~~ --------------------------------------------------------------------------------------------------------- ANDREW CORP COM Sole 50,000 ------------- ~~MARSH & MC LENNAN CO'S INC Common 571748~~-~~10 3,384,500 35,000 Sole~~ ------------------------------------------------------------------------------------------- INTL BUSINESS MACH CORP COM Sole 30,000 --------------------------- ~~ROWAN CO INC COM Common 779382~~-~~10 2,476,000 200,000 Sole~~ ----------------------------------------------------------------------------- SCHERING-PLOUGH CORP COM Sole 100,000 ---------------------------------------- ~~VERIZON COMMUNICATIONS COM Common 92343V~~-~~10 2,705,500 50,000 Sole~~ ---------------------------------------------------------------- KIMBERLY-CLARK CORP Sole 65,000 ----------------------------------------------------- ~~SBC COMMUNICATIONS INC. Common 78387G~~-~~10 3,769,600 80,000 Sole~~ --------------------------------------------------- PITNEY BOWES INC COM Sole 110,000 ------------------------------------------------------------------- ~~ANHEUSER~~-~~BUSCH CO INC COM Common 035229~~-~~10 2,722,200 65,000 Sole~~ ------------------------------------ BELLSOUTH CORP COM Sole 90,000 ---------------------------------------------------------------------------------- ----------------------- MERCK & COMPANY Sole 55,000 ---------------------------------------- ----------------------------------------------------------------- ~~Name~~FORTUNE ofBRANDS ~~Issuer~~INC ~~Voting~~Sole ~~Authority~~125,000 ~~Shares~~ -------------------------------- ~~Sole Shared None~~ ------------------------------------------------------------------------- ~~GENUINE~~EXXON PTMOBIL COCORP ~~165~~COM Sole 75,000 --------------------------------------------------------------- ~~CHUBB CORP 55,000~~ ------------------------------------------ HEWLETT-PACKARD CO Sole 100,000 -------------------- ~~CATERPILLER INC COM 80,000~~ ------------------------------------------------------------------------------------- ~~ANDREW~~DOW ~~CORP~~JONES & CO INC COM Sole 50,000 --------------------------------------------------------------------------------------------------------- ~~INTL~~CHEVRON ~~BUSINESS~~TEXACO ~~MACH~~ CORP ~~COM~~Sole 3560,000 --------------------------------------------------------------- ~~SCHERING~~-~~PLOUGH CORP COM 100,000~~ ----------------------------------------- INTL PAPER CO COM Sole 80,000 ---------------------- ~~KIMBERLY~~-~~CLARK CORP 65,000~~ ---------------------------------------------------------------------------------- ~~PITNEY~~DUKE ~~BOWES~~ENERGY ~~INC~~CORP COM ~~110~~Sole 75,000 --------------------------------------------------------------------------------------------------------- ~~BELLSOUTH~~V F CORP COM 90Sole 100,000 --------------------------------------------------------------- ~~MERCK & COMPANY 55,000~~ ------------------------------------------ WEYERHAEUSER CO Sole 65,000 --------------------- ~~FORTUNE BRANDS INC 125,000~~ --------------------------------------------------------------- ~~EXXON MOBIL CORP COM 75,000~~ --------------------- GATX CORP Sole 75,000 ------------------------------------------ ~~HEWLETT~~-~~PACKARD CO 100,000~~ --------------------------------------------------------------- ~~DOW~~ELECTRA ~~JONES~~DATA &SYS COCORP ~~INC~~ COM Sole 50,000 --------------------------------------------------------------- ~~CHEVRON CORP COM 35,000~~ ------------------------------------------ DEERE & CO Sole 100,000 --------------------- ~~TEXACO INC 60,000~~ --------------------------------------------------------------- ~~INTL PAPER CO COM 80,000~~ --------------------- MINN MNG & MFG CO. COM Sole 27,500 ------------------------------------------ ~~DUKE ENERGY CORP COM 50,000~~ --------------------------------------------------------------- VEATON F CORP ~~COM~~Sole ~~100~~50,000 --------------------------------------------------------------- ~~WEYERHAEUSER CO 65,000~~ ------------------------------------------ MORGAN J P CHASE & CO Sole 90,000 --------------------- ~~GATX CORP 75,000~~ --------------------------------------------------------------- ~~ELECTRA DATA SYS CORP COM 62,500~~ --------------------- NATL CY CORP Sole 125,000 ------------------------------------------ ~~DEERE & CO 100,000~~ --------------------------------------------------------------- ~~MINN~~MARSH ~~MNG~~ & ~~MFG~~MC LENNAN CO.'S ~~COM~~INC 27Sole 35,~~500~~000 --------------------------------------------------------------- ~~EATON CORP 55,000~~ ------------------------------------------ ROWAN CO INC COM Sole 200,000 --------------------- ~~MORGAN J P & CO INC COM 90,000~~ --------------------------------------------------------------- ~~NATL CY CORP 125,000~~ --------------------- VERIZON COMMUNICATIONS COM Sole 50,000 ------------------------------------------ ~~MARSH & MC LENNAN CO'S INC 35,000~~ --------------------------------------------------------------- ~~ROWAN~~SBC COCOMMUNICATIONS INC. ~~COM~~Sole ~~200~~100,000 --------------------------------------------------------------- ~~VERIZON COMMUNICATIONS COM 50,000~~ ------------------------------------------ ANHEUSER-BUSCH CO INC COM Sole 65,000 -------------------- ~~SBC COMMUNICATIONS INC. 80,000~~ --------------------------------------------------------------- ~~ANHEUSER~~-~~BUSCH~~--------------------- COMAYTAG ~~INC~~CORP COM 65Sole 100,000 ---------------------------------------------------------------------------------------------------------

Form 13F INFORMATION TABLE

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