Peterson Wayne S. 4
4 · ALCO STORES INC · Filed Jul 16, 2012
Insider Transaction Report
Form 4
ALCO STORES INCALCS
Peterson Wayne S.
Sr. VP/CFO
Transactions
- Award
Stock option (performance based 07/06/2012)
2012-07-06+12,250→ 50,000 totalExercise: $9.43Exp: 2022-07-06→ Common stock (12,250 underlying) - Award
Stock option (right to buy 07/06/2012)
2012-07-06+5,250→ 37,750 totalExercise: $9.43From: 2013-07-06Exp: 2022-07-06→ Common stock (5,250 underlying)
Holdings
- 32,500
Stock option (right to buy 04/30/2012)
Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying) - 25,000
Stock option (right to buy 09/20/2010)
Exercise: $12.69From: 2011-09-20Exp: 2015-09-20→ Common stock (25,000 underlying)
Footnotes (4)
- [F1]The options become exercisable in four equal installments on September 20, 2011, 2012, 2013, and 2014.
- [F2]The options become exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.
- [F3]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
- [F4]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan; and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.