4//SEC Filing
Cuzick Damon R. 4
Accession 0000914190-21-000349
CIK 0000728447other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:50 PM ET
Size
23.0 KB
Accession
0000914190-21-000349
Insider Transaction Report
Form 4
Cuzick Damon R.
Chief Operating Officer
Transactions
- Award
Stock Option (right to buy)
2018-04-12+1,000,000→ 1,000,000 totalExercise: $2.50Exp: 2028-04-11→ Common Stock (1,000,000 underlying) - Other
Stock Option (right to buy)
2021-09-01−1,000,000→ 0 totalExercise: $2.50Exp: 2028-04-11→ Common Stock (1,000,000 underlying) - Other
Stock Option (right to buy)
2021-09-01+1,000,000→ 1,000,000 totalExercise: $1.50Exp: 2028-04-11→ Common Stock (1,000,000 underlying) - Other
Stock Option (right to buy)
2021-09-01−300,000→ 0 totalExercise: $2.50Exp: 2030-02-27→ Common Stock (300,000 underlying) - Other
Stock Option (right to buy)
2021-09-01−17,769→ 0 totalExercise: $2.50Exp: 2030-12-27→ Common Stock (17,769 underlying) - Award
Stock Option (right to buy)
2020-02-27+300,000→ 300,000 totalExercise: $2.50Exp: 2030-02-27→ Common Stock (300,000 underlying) - Other
Stock Option (right to buy)
2021-09-01+300,000→ 300,000 totalExercise: $1.50Exp: 2030-02-27→ Common Stock (300,000 underlying) - Award
Stock Option (right to buy)
2020-12-27+17,769→ 17,769 totalExercise: $2.50Exp: 2030-12-27→ Common Stock (17,769 underlying) - Other
Stock Option (right to buy)
2021-09-01+17,769→ 17,769 totalExercise: $1.50Exp: 2030-12-27→ Common Stock (17,769 underlying)
Holdings
Secured Convertible Promissory Notes
→ Common Stock (840,000 underlying)
Footnotes (3)
- [F1]100% vested.
- [F2]The issuer reduced the exercise price of the option granted to the reporting person on September 1, 2021.
- [F3]Note amount does not reflect accrued interest. Principal and interest are convertible into common stock at any time at the election of the holder, subject to a monthly conversion limit equal to 10% of the 30 day average trading volume of shares of common stock for the prior month.
Documents
Issuer
EVO Transportation & Energy Services, Inc.
CIK 0000728447
Entity typeother
Related Parties
1- filerCIK 0001705101
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:50 PM ET
- Size
- 23.0 KB