ORANGEHOOK, INC.·4

May 25, 5:35 PM ET

Riess Robert F. 4

4 · ORANGEHOOK, INC. · Filed May 25, 2018

Insider Transaction Report

Form 4
Period: 2018-05-23
Riess Robert F.
DirectorCOO & CMO
Transactions
  • Award

    Stock Option (right to buy)

    2018-05-23+125,000125,000 total
    Exercise: $3.28Exp: 2028-05-23Common Stock (125,000 underlying)
Holdings
  • Common Stock Warrants (right to buy)

    Exercise: $7.00Exp: 2023-03-01Common Stock (2,145 underlying)
    2,145
  • Common Stock Warrants (right to buy)

    Exercise: $7.00Exp: 2021-10-16Common Stock (7,150 underlying)
    7,150
  • Common Stock

    143,813
  • Series OH-2 Convertible Preferred Stock

    Common Stock (18,590 underlying)
    130
Footnotes (4)
  • [F1]Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date.
  • [F2]Fully exercisable.
  • [F3]41,667 shares vested on 5/23/18 and 41,667 shares will vest on 5/23/19 and 41,666 shares will vest on 5/23/20.
  • [F4]The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT