SPECTRASCIENCE INC 4
4 · SPECTRASCIENCE INC · Filed Sep 11, 2013
Insider Transaction Report
Form 4
Miller Sheldon L
Director
Transactions
- Other
Common Stock
2013-09-09$0.05/sh+500,000$25,000→ 2,613,150 total
Holdings
- 400,000
Stock Option (Right to Buy)
Exercise: $0.24Exp: 2020-05-21→ Common Stock (400,000 underlying) - 985,000
Common Stock Warrants (Right to Buy)
Exercise: $0.30From: 2010-06-18Exp: 2015-06-18→ Common Stock (985,000 underlying) - 50,000
Warrant
Exercise: $0.38Exp: 2014-12-30→ Common Stock (50,000 underlying) - 1,046,155(indirect: By LLC)
Common Stock
- 100,000
Stock Option (Right to Buy)
Exercise: $0.11Exp: 2021-02-24→ Common Stock (100,000 underlying) - 75,000(indirect: By Children)
Common Stock
- 523,078(indirect: By LLC)
Common Stock Warrants (Right to Buy)
Exercise: $0.30From: 2010-06-18Exp: 2015-06-18→ Common Stock (523,078 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $0.06Exp: 2021-12-15→ Common Stock (100,000 underlying)
Footnotes (5)
- [F1]500,000 shares issued in consideration for the forgiveness of $25,000 in outstanding obligations owed by the Issuer to Reporting Person.
- [F2]The reporting person has 100% control over the LLC that owns the reported securities.
- [F3]100% exercisable.
- [F4]1/4 of the shares subject to the option vest and become exercisable on February 25, 2011, and 1/36 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter.
- [F5]1/4 of the shares subject to the option vest and become exercisable on December 16, 2012, and 1/48 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter.