FOX TERENCE P 4
4 · BROADWIND ENERGY, INC. · Filed May 8, 2012
Insider Transaction Report
Form 4
FOX TERENCE P
Director
Transactions
- Award
Common Stock
2012-05-04+102,941→ 2,580,897 total
Holdings
- 5,196
Phantom Stock
→ Common Stock (5,196 underlying) - 2,000,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Includes 102,941 shares of restricted stock units which vest on 5/4/2013.
- [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
- [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.