Moller Lars 4
4 · BROADWIND ENERGY, INC. · Filed Mar 11, 2010
Insider Transaction Report
Form 4
Moller Lars
Exec VP and COO
Transactions
- Award
Common Stock
2010-03-09$5.44/sh+30,561$166,252→ 91,587 total - Award
Stock Option (Right to Buy)
2010-03-09+57,328→ 57,328 totalExercise: $5.44Exp: 2020-03-09→ Common Stock (57,328 underlying)
Holdings
- 500,000
Stock Option (Right to Buy)
Exercise: $8.10Exp: 2017-10-22→ Common Stock (500,000 underlying) - 41,356
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2019-04-29→ Common Stock (41,356 underlying)
Footnotes (5)
- [F1]Includes (i) 19,839 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/10, 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13 and (ii) 30,561 shares of restricted stock units that vest in 7,641 share increments on 3/9/11 and in 7,640 share increments on 3/9/12, 3/9/13 and 3/9/14.
- [F2]Includes 187 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2009.
- [F3]100,000 shares vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12.
- [F4]10,339 shares vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.
- [F5]14,332 shares vest on each of 3/9/11, 3/9/12, 3/9/13 and 3/9/14.