BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Oct 20, 2009
Insider Transaction Report
Form 4
Johnson Kevin Edward
Director of Compliance
Transactions
- Tax Payment
Common Stock
2009-10-17$7.29/sh−560$4,082→ 12,572 total
Holdings
- 6,530
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2019-04-29→ Common Stock (6,530 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Includes 8,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13.
- [F2]Includes 3,132 shares of restricted stock units that vest in 783 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.
- [F3]5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F4]1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.