13F-HR 1 a2086104z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2002 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PEGASUS INVESTMENTS, INC. ------------------------------- Address: 141 PORTLAND STREET, SUITE 300 ------------------------------- BOSTON, MA 02114 ------------------------------- Form 13F File Number: -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: ANDREW D. KOPPERL ------------------------------- Title: PRESIDENT ------------------------------- Phone: (617) 367-8500 ------------------------------- Signature, Place, and Date of Signing: /s/ ANDREW D. KOPPERL BOSTON, MA 8/6/02 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 37 -------------------- Form 13F Information Table Value Total: $128,387 (in thousands) -------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None -2- FORM 13F INFORMATION TABLE

~~Column~~COLUMN 1 ~~Column~~COLUMN 2 ~~Column~~COLUMN 3 ~~Column~~COLUMN 4 ~~Column~~COLUMN 5 ~~Column~~COLUMN 6 ~~Column~~COLUMN 7 ~~Column~~COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ~~ELAN~~AMERICAN ~~PLC~~WTR RTWKS ~~G29539148~~INC. ~~385~~COM ~~2893733~~30411102 4183 96800 SH SOLE ~~2893733~~96800 AT&T CORP COM ~~001957109~~1957109 ~~3265~~3823 ~~180000~~357333 SH SOLE ~~180000~~357333 ~~AMERICAN~~AT&T BKCorp ~~CONN~~ex- ~~WATERBURY~~distribution COM ~~024327108~~A0155681 ~~4860~~1217 ~~155758~~316000 SH SOLE ~~155758~~316000 ~~AQUILA~~BANCORP CONN INC. ~~DEL~~COM CL59684100 A2495 ~~03840J106~~88900 ~~7620 445600~~ SH SOLE ~~445600~~88900 ~~AVIRON~~BANK ~~COM~~UTD ~~053762100~~CORP ~~6372~~LITIGATION ~~122500~~RIGHT 65416117 18 201473 SH SOLE ~~122500~~201473 ~~BANK~~CARDINAL ~~PLUS~~HEALTH ~~CORP~~INC. COM ~~064446107~~14149Y108 ~~2436~~3056 ~~335557~~49760 SH SOLE ~~335557~~49760 ~~BANK~~CHASE ~~UTD~~INDS ~~CORP~~INC. ~~LITIGATN~~COM ~~CONT~~161568100 RT1643 ~~CONTINGENT~~118300 ~~065416117 20 201473~~ SH SOLE ~~201473~~118300 ~~BARD~~CHILES COFFSHORE R INC. COM ~~067383109~~16888M104 ~~10139~~2088 ~~157200~~86121 SH SOLE ~~157200~~86121 ~~CBE~~COLLATERAL ~~Jan~~THERAPEUTICS 40COM ~~OPT~~193921103 ~~2166699M5~~4526 ~~467~~383200 ~~915~~SH ~~PUT~~ SOLE ~~915~~383200 ~~CENTURYTEL~~CONECTIV INC COM ~~156700106~~206829103 ~~2034~~10940 ~~62000~~423870 SH SOLE ~~62000~~423870 ~~CTL~~DIGENE ~~Jan~~CORP 35COM ~~OPT~~253752109 ~~1567009M0~~2810 ~~140~~238925 ~~620~~SH ~~PUT~~ SOLE ~~620~~238925 ~~CPQ~~DYNACARE ~~Apr~~INC ~~7.5~~COM ~~OPT~~267920205 ~~2K199W9P1~~4053 ~~120~~184330 ~~2185~~SH ~~PUT~~SOLE 184330 ELAN PLC RIGHT G29539148 22 3088181 SH SOLE ~~2185~~3088181 ~~CONECTIV~~GENERAL ~~INC~~MTRS CORP COM ~~206829103~~370442832 ~~9372~~985 ~~382700~~94700 SH SOLE ~~382700~~94700 ~~COC~~GENERAL ~~Apr~~MTRS 25Jan 15 P OPT ~~2082519D2~~37044T9M0 ~~234~~568 ~~600~~947 ~~CALL~~Put SOLE ~~600~~947 ~~COOPER~~GENTIVA ~~INDS~~HEALTH SERVICES INC. COM ~~216669101~~37247A102 ~~3143~~1630 ~~90000~~181249 SH SOLE ~~90000~~181249 ~~DAL-TILE~~GULF ~~INTL~~INDONESIA ~~INC~~RES LTD. COM ~~23426R108~~402284103 ~~2792~~4419 ~~120100~~335000 SH SOLE ~~120100~~335000 ~~DIME~~HNC ~~BANCORP~~SOFTWARE INC. ~~NEW~~ COM ~~25429Q102~~40425P107 ~~9994~~6557 ~~277000~~392600 SH SOLE ~~277000~~392600 IMMUNEX CORP ~~NEW~~ COM 452528102 ~~2771~~7599 ~~100000~~340169 SH SOLE ~~100000~~340169 ~~MID~~IVEX ~~AMER~~PACKAGING ~~BANCORP~~CORP COM ~~595915109~~465855104 ~~3932~~4868 ~~118800~~213800 SH SOLE ~~118800~~213800 ~~MILLENNIUM~~JP ~~PHARMACEUTICALS~~REALTY INC COM ~~599902103~~46624A106 ~~2419~~3687 ~~98700~~138349 SH SOLE ~~98700~~138349 ~~MITCHELL~~MCAFEE ~~ENERGY~~COM ~~& DEV~~ CORP CL A ~~606592202~~579062100 ~~6172~~1454 ~~115790~~99344 SH SOLE ~~115790~~99344 ~~NIAGARA~~MICRO ~~MOHAWK~~GENERAL ~~HLDGS~~CORP ~~INC~~ COM ~~653520106~~594838302 ~~2640~~2652 ~~148900~~158900 SH SOLE ~~148900~~158900 ~~ORION~~NORTEK ~~PWR HLDGS~~ INC COM ~~686286105~~656559101 ~~5322~~902 ~~203921~~20000 SH SOLE ~~203921~~20000 ~~PRI~~PENNZOIL-QUAKER ~~AUTOMATION~~STATE ~~INC~~COMPANY COM ~~69357H106~~709323109 ~~2998~~8373 ~~146600~~388900 SH SOLE ~~146600~~388900 PETROLEUM GEO-SVCS ~~A/S SPONSORED~~ ADR 716597109 ~~3900~~1342 ~~490000~~372699 SH SOLE ~~490000~~372699 ~~RAL Jan 27.5 OPT 7512779M8 9 1800 PUT SOLE 1800~~ R G S ENERGY GROUP INC. COM 74956K104 ~~6306~~10321 ~~167700~~263300 SH SOLE ~~167700~~263300 ~~RIGHTCHOICE~~READERS ~~MANAGED~~DIGEST ~~CARE~~ASSN DEINC. ~~COM~~CL ~~76657T102~~B ~~4472~~755267200 ~~63900~~5614 244100 SH SOLE ~~63900~~244100 ~~SECURITY~~SILVERSTREAM ~~CAP~~SOFTWARE ~~GROUP~~ INC. CLCOM B827907106 ~~81413P204~~2623 ~~3806~~293400 ~~150000~~ SH SOLE ~~150000~~293400 ~~SYNOPSYS~~SKILLSOFT ~~INC~~CORP COM ~~871607107~~83066P101 ~~4017~~115 ~~68000~~14700 SH SOLE ~~68000~~14700 TSPACELABS ~~Jan~~MED 3INC. ~~OPT~~COM ~~03018D9M9~~846247104 ~~609~~2778 ~~1790~~195600 ~~PUT~~SH SOLE ~~1790~~195600 ~~TELECORP~~TICKETMASTER ~~PCS~~CL ~~INC~~B ~~NEW~~88633P203 CL2937 A157000 ~~879300101~~SH ~~4365~~SOLE ~~350000~~157000 TRIGON HEALTHCARE INC COM 89618L100 835 8300 SH SOLE ~~350000~~8300 ~~ULTRAMAR~~TRW ~~DIAMOND~~INC ~~SHAMROCK~~COM C872649108 3555 62400 SH SOLE 62400 UNILAB CORP COM ~~904000106~~904763208 ~~1604~~9376 ~~32418~~342300 SH SOLE ~~32418~~342300 ~~VERITAS~~UNIVISION ~~DGC~~COMMUNICATIONS INC. ~~COM~~CL ~~92343P107~~A ~~11100~~914906102 ~~600000~~2937 93500 SH SOLE ~~600000~~93500 ~~WILLAMETTE~~VERITAS ~~INDS~~DGC INC. COM ~~969133107~~92343P107 ~~5630~~1386 ~~108900~~110000 SH SOLE ~~108900~~110000

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