13F-HR 1 a2076074z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number:___ This Amendment(Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Firsthand Capital Management, Inc. Address: 125 South Market Suite 1200 San Jose, California 95113 Form 13F File Number: 28-04505 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin M. Landis Title: President Phone: (408) 294-2200 Signature, Place, and Date of Signing /s/ Kevin M. Landis San Jose, California 04/04/02 ------------------- -------------------- -------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (heck here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------------- Form 13F Information Table Entry Total: 155 ----------------------------- Form 13F Information Table Value Total: $ 1,693,993 ----------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FIRSTHAND CAPITAL MANAGEMENT, INC. FORM 13F as of 03/31/02

------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ------------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ @ Road, Inc. Common Stock 04648K105 $ 12,~~887~~536 321,000 SH SOLE 321,000 Abgenix, Inc. Common Stock 00339B107 $ 13,338 706,080 SH SOLE 706,080 Adobe Systems, Inc. Common Stock 00724F101 $ 2438,~~889~~610 ~~800~~958,~~845~~305 SH SOLE 950,680 7,625 Aeroflex, Inc. Common Stock 007768104 $ 1624,~~465~~554 ~~869~~1,~~800~~909,360 SH SOLE 1,909,360 Agile Software Corp. Common Stock 00846X105 $ 21,~~514~~767 146,000 SH SOLE 146,000 Agilent Technologies, Inc. Common Stock 00846U101 $ 119,~~799~~453 ~~399~~270,~~404~~397 SH SOLE 262,021 8,376 Allegiance Telecom, Inc. Common Stock 01747T102 $ ~~742~~272 8990,~~500~~675 SH SOLE 90,675 Alpha Industries, Inc. Common Stock 020753109 $ 2417,~~521~~285 1,~~124~~133,~~800~~460 SH SOLE 1,133,460 Altera Corp. Common Stock 021441100 $ 9,~~742~~862 ~~442~~450,~~799~~958 SH SOLE 437,345 13,613 Alvarion, Ltd. Common Stock ~~002567075~~2567075 $ 1,~~903~~291 ~~515~~516,~~700~~200 SH SOLE 516,200 Amgen, Inc. Common Stock 031162100 $ 1415,~~639~~401 ~~259~~258,~~366~~060 SH SOLE 258,060 Amkor Technology, Inc. Common Stock 031652100 $ 194,~~361~~613 1206,~~172,594~~782 SH SOLE 205,500 1,282 Anadigics, Inc. Common Stock 032515108 $ 2926,~~788~~612 12,~~953~~156,~~300~~600 SH SOLE 2,156,600 Anaren Microwave, Inc. Common Stock 032744104 $ 1622,~~234~~555 ~~937~~1,552,300 SH SOLE 1,552,300 AOL Time Warner, Inc. Common Stock 00184A105 $ 1210,~~254~~280 ~~368~~434,~~460~~689 SH SOLE 423,545 11,144 Applied Materials, Inc. Common Stock 038222105 $ 96,~~008~~763 ~~216~~124,~~377~~614 SH SOLE 120,701 3,913 Applied Micro Circuits Corp. Common Stock 03822W109 $ 3626,~~695~~403 3,~~241~~300,~~646~~420 SH SOLE 3,300,420 ARM Holdings plc- ADR ADR 042068106 $ 119,~~945~~745 ~~766~~789,~~200~~100 SH SOLE 789,100 ASM Lithography Holding N.V. Common Stock N07059111 $ 176,~~034~~575 ~~997~~259,~~993~~175 SH SOLE 254,973 4,202 ATI Technologies, Inc. Common Stock 001941103 $ 344 25,700 SH SOLE 25,700 BEA Systems, Inc. Common Stock 073325102 $ 136,~~866~~915 ~~875~~504,~~283~~399 SH SOLE 492,855 11,544 BioMarin Pharmaceutical, Inc. Common Stock 09061G101 $ 26,~~016~~550 ~~150~~625,~~000~~595 SH SOLE 625,595 Brio ~~Technology~~Software, Inc. Common Stock 109704106 $ ~~576~~548 200,000 SH ~~Cadence~~SOLE ~~Design~~200,000 ~~Systems~~Business Objects SA - ADR ADR 12328X107 $ 440 10,000 ~~Inc~~SH SOLE 10,000 CardioDynamics International Corp. Common Stock ~~127387108~~141597104 $ ~~67,266~~212 349,~~067,749~~940 SH SOLE 49,940 Celeritek, Inc. Common Stock 150926103 $ 75,~~034~~379 ~~525~~522,~~353~~200 SH SOLE 522,200 Ceragon Networks, Ltd. Common Stock 2616148 $ 824 265,900 SH SOLE 265,900 Check Point Software Technologies, Ltd. Common Stock M22465104 $ 2,338 76,900 SH SOLE 76,900 ChipPAC, Inc. Common Stock 169657103 $ 4,~~707~~473 ~~118~~455,~~000~~500 SH SOLE 455,500 CIENA Corp. Common Stock 171779101 $ 225,~~176~~811 1645,~~549,710~~690 SH SOLE 645,690 Cisco Systems, Inc. Common Stock 17275R102 $ 4946,~~319~~101 2,~~707~~723,~~717~~041 SH SOLE 2,711,195 11,846 CNET Networks, Inc. Common Stock 12613R104 $ 1,400 255,400 SH SOLE 255,400 Comcast Corp. - Special CL A Common Stock 200300200 $ 1,~~552~~665 4352,~~100~~345 SH SOLE 52,345 Concord Communications, Inc. Common Stock 206186108 $ 2930,~~644~~215 1,~~435~~428,~~530~~620 SH SOLE 1,428,620 Concord EFS, Inc. Common Stock 206197105 $ 23,~~613~~143 7994,~~700~~530 SH SOLE 94,530 Corning, Inc. Common Stock 219350105 $ 3328,~~426~~329 3,~~723~~717,~~754~~698 SH SOLE 3,697,365 20,333 Cox Communications, Inc. - A Common Stock 224044107 $ 1,~~664~~500 39,~~700~~840 SH SOLE 39,840 Cyras Systems, Inc. Convertible Bond 23281WAA9 $ 2,~~330~~340 2,000,000 SH SOLE 2,000,000 DHB Industries, Inc. Common Stock 23321E103 $ 228 33,900 SH SOLE 33,900 Digi International, Inc. Common Stock 253798102 $ 4,468 819,780 SH SOLE 819,780 DMC Stratex Networks, Inc. Common Stock 23322L106 $ 4726,~~831~~709 64,~~147~~909,~~954~~736 SH SOLE 4,909,736 Drugstore.com, Inc. Common Stock 262241102 $ 161 64,500 SH SOLE 64,500 E*Trade Group, Inc. Common Stock 269246104 $ 848 90,000 SH SOLE 90,000 Earthlink, Inc. Common Stock 270321102 $ ~~993~~828 81,600 SH SOLE 81,600 Edo Corp. Common Stock 281347104 $ 1,~~227~~253 46,400 SH SOLE 46,400 Electronic Data Systems Corp. Common Stock 285661104 $ 1,740 30,000 SH SOLE 30,000 EMC Corp. Common Stock 268648102 $ 27,~~829~~052 ~~208~~591,~~770~~570 SH SOLE 576,715 14,855 Enterasys Networks, Inc. Common Stock 293637104 $ 3918,~~598~~689 4,~~474~~418,~~390~~200 SH SOLE 4,418,200 EPCOS AG - ADR ADR 29410P107 $ ~~947~~869 18,900 SH ~~ePlus~~SOLE 18,900 Ericsson - ADR ADR 294821400 $ 910 217,600 SH SOLE 217,600 Extreme Networks, Inc. Common Stock ~~294268107~~30226D106 $ 6,460 621,200 SH SOLE 621,200 F5 Networks, Inc. Common Stock 315616102 $ 330 14,200 SH SOLE 14,200 FEI Company Common Stock 30241L109 $ 2,~~617~~361 ~~274~~66,400 SH SOLE 66,400 Finisar Corp. Common Stock 31787A101 $ 1,483 192,600 SH SOLE 192,600 Flextronics International, Ltd. Common Stock 2353058 $ 7,955 435,864 SH SOLE 422,725 13,139 Foundry Networks, Inc. Common Stock 35063R100 $ 3,595 500,000 SH ~~Ericsson~~SOLE 500,000 Gemstar-TV Guide International, Inc. Common Stock 36866W106 $ 5,874 397,148 SH SOLE 386,035 11,113 Genesis Microchip, Inc. Common Stock 37184C103 $ 10,100 388,468 SH SOLE 388,468 Genuity, Inc. - A Common Stock 37248E103 $ 7,962 9,152,000 SH SOLE 9,152,000 GlobespanVirata, Inc. Common Stock 37957V106 $ 24,886 1,667,945 SH SOLE 1,667,945 Harmonic, Inc. Common Stock 413160102 $ 3,915 337,470 SH SOLE 337,470 Herley Industries, Inc. Common Stock 427398102 $ 4,448 222,400 SH SOLE 222,400 i2 Technologies, Inc. Common Stock 465754109 $ 2,485 491,100 SH SOLE 491,100 Ilog S.A. Common Stock 452360100 $ 657 41,700 SH SOLE 41,700 Inet Technologies, Inc. Common Stock 45662V105 $ 472 50,000 SH SOLE 50,000 Intel Corp. Common Stock 458140100 $ 40,397 1,328,398 SH SOLE 1,321,815 6,583 Intersil Corp. - A Common Stock 46069S109 $ 1,795 63,300 SH SOLE 63,300 Intrado, Inc. Common Stock 46117A100 $ 2,901 133,155 SH SOLE 133,155 Invitrogen Corp. Common Stock 46185R100 $ 13,735 400,200 SH SOLE 400,200 ITT Industries, Inc. Common Stock 450911102 $ 17,676 280,400 SH SOLE 280,400 J.D. Edwards & Co. Common Stock 281667105 $ 410 22,700 SH SOLE 22,700 JDA Software Group, Inc. Common Stock 46612K108 $ 1,922 60,300 SH SOLE 60,300 KLA-Tencor Corp. Common Stock 482480100 $ 5,837 87,775 SH SOLE 84,745 3,030 Kopin Corp. Common Stock 500600101 $ 11,712 1,285,610 SH SOLE 1,285,610 Legato Systems, Inc. Common Stock 524651106 $ 49,129 5,452,765 SH SOLE 5,452,765 Liberty Media Corp. - A Common Stock 530718105 $ 2,276 180,100 SH SOLE 180,100 Macromedia, Inc. Common Stock 556100105 $ 3,471 170,000 SH SOLE 170,000 Magma Design Automation, Inc. Common Stock 559181102 $ 2,254 115,835 SH SOLE 115,835 Magma Design Automation, Inc. - Restricted shares Common Stock 559181995 $ 3,554 223,494 SH SOLE 223,494 Manhattan Associates, Inc. Common Stock 526750109 $ 2,282 59,900 SH SOLE 59,900 Manugistics Group, Inc. Common Stock 565011103 $ 2,593 120,700 SH SOLE 120,700 McData Corp. Common Stock 580031102 $ 6,403 529,200 SH SOLE 529,200 Medarex, Inc. Common Stock 583916101 $ 10,357 642,150 SH SOLE 642,150 Mercury Interactive Corp. Common Stock 589405109 $ 4,145 110,100 SH SOLE 110,100 Metro One Telecommunications Common Stock 59163F105 $ 1,078 42,535 SH SOLE 42,535 Micromuse, Inc. Common Stock 595094103 $ 11,358 1,296,600 SH SOLE 1,296,600 Microsoft Corp. Common Stock 594918104 $ 14,455 239,682 SH SOLE 234,950 4,732 Microtune, Inc. Common Stock 59514P109 $ 9,888 688,110 SH SOLE 688,110 Motorola, Inc. Common Stock 620076109 $ 28,386 1,999,000 SH SOLE 1,999,000 Nassda Corp. Common Stock 63172M101 $ 1,763 116,000 SH SOLE 116,000 NetIQ Corp. Common Stock 64115P102 $ 1,320 60,500 SH SOLE 60,500 Netscreen Technologies, Inc. Common Stock 64117V107 $ 3,440 206,600 SH SOLE 206,600 News Corporation, Ltd. Common Stock 652487703 $ 568 20,000 SH SOLE 20,000 Nokia Corp. - ADR ADR ~~294821400~~654902204 $ 9,086 438,075 SH SOLE 427,040 11,035 Numerical Technologies, Inc. Common Stock 67053T101 $ 4,734 350,410 SH SOLE 350,410 OmniVision Technologies, Inc. Common Stock 682128103 $ 2,742 248,600 SH SOLE 248,600 ONI Systems Corp. Common Stock 68273F103 $ 62 10,000 SH SOLE 10,000 Oracle Corp. Common Stock 68389X105 $ 10,048 785,021 SH SOLE 767,825 17,196 P-Com, Inc. Common Stock 693262107 $ 1,~~084~~410 ~~207~~7,051,500 SH SOLE 7,051,500 PEC Solutions Common Stock 705107100 $ 2,083 84,700 SH SOLE 84,700 PeopleSoft, Inc. Common Stock 712713106 $ 90,404 2,474,800 SH SOLE 2,474,800 Pervasive Software, Inc. Common Stock 715710109 $ 646 200,000 SH SOLE 200,000 PMC-Sierra, Inc. Common Stock 69344F106 $ 25,888 1,590,178 SH SOLE 1,582,715 7,463 Polycom, Inc. Common Stock 73172K104 $ 2,044 83,100 SH SOLE 83,100 Powerwave Technologies, Inc. Common Stock 739363109 $ 16,724 1,299,445 SH SOLE 1,299,445 QUALCOMM, Inc. Common Stock 747525103 $ 8,915 236,842 SH SOLE 229,795 7,047 Raindance Communications, Inc. Common Stock 75086X106 $ 2,819 807,600 SH ~~Extreme~~SOLE 807,600 Rational Software Corp. Common Stock 75409P202 $ 244 15,400 SH SOLE 15,400 Raytheon Company Common Stock 755111507 $ 87,831 2,139,607 SH SOLE 2,129,325 10,282 Read-Rite Corp. Common Stock 755246105 $ 15,197 4,950,000 SH SOLE 4,950,000 Retalix Limited Common Stock M7945W108 $ 1,558 120,300 SH SOLE 120,300 Retek, Inc. Common Stock 76128Q109 $ 1,649 62,800 SH SOLE 62,800 Riverstone Networks, Inc. Common Stock ~~30226D106~~769320102 $ 15,406 2,567,678 SH SOLE 2,567,678 SanDisk Corp. Common Stock 80004C101 $ 4,702 216,700 SH SOLE 216,700 SAP AG - ADR ADR 803054204 $ 4,341 116,700 SH SOLE 116,700 Scientific-Atlanta, Inc. Common Stock 808655104 $ 8,~~013~~348 ~~621~~361,392 SH SOLE 350,775 10,617 SeaChange International, Inc. Common Stock 811699107 $ 990 65,200 SH ~~FEI~~SOLE ~~Company~~65,200 Siebel Systems, Inc. Common Stock ~~30241L109~~826170102 $ 6,498 199,249 SH SOLE 192,295 6,954 Silicon Image, Inc. Common Stock 82705T102 $ 4,670 546,800 SH SOLE 546,800 SkillSoft Corp. Common Stock 83066P101 $ 692 30,000 SH SOLE 30,000 SpectraLink Corp. Common Stock 847580107 $ 9,574 955,500 SH SOLE 955,500 Spectrian Corporation Common Stock 847608106 $ 9,451 660,000 SH SOLE 660,000 Speechworks International Common Stock 8476M101 $ 1,~~705~~116 54142,300 SH SOLE 142,300 Sprint Corp. - PCS Group Common Stock 852061506 $ 610 59,280 SH SOLE 59,280 Stratos Lightwave, Inc. Common Stock 863100103 $ 12,024 2,720,345 SH SOLE 2,720,345 Sun Microsystems, Inc. Common Stock 866810104 $ 17,926 2,032,383 SH SOLE 2,018,700 13,683 SunGard Data Systems, Inc. Common Stock 867363103 $ 2,150 65,200 SH SOLE 65,200 Synopsys, Inc. Common Stock 871607107 $116,919 2,119,628 SH SOLE 2,110,075 9,553 Taiwan Semiconductor Manufacturing Co. - ADR ADR 874039100 $ 16,547 797,436 SH SOLE 780,195 17,241 Tekelec, Inc. Common Stock 879101103 $ 13,587 1,185,590 SH SOLE 1,185,590 TeleCommunication Systems, Inc. - A Common Stock 87929J103 $ 4,677 1,498,900 SH SOLE 1,498,900 Teradyne, Inc. Common Stock 880770102 $ 5,266 133,541 SH SOLE 129,310 4,231 Texas Instruments, Inc. Common Stock 882508104 $ 8,678 262,188 SH SOLE 254,555 7,633 Three-Five Systems, Inc. Common Stock 88554L108 $ 15,368 1,037,000 SH SOLE 1,037,000 TranSwitch Corp. Common Stock 894065101 $ 15,476 4,747,300 SH SOLE 4,747,300 Tripath Technology Common Stock 89672P104 $ 529 315,000 SH SOLE 315,000 TriQuint Semiconductor, Inc. Common Stock 89674K103 $ 29,272 2,437,340 SH SOLE 2,437,340 TRW, Inc. Common Stock 872649108 $ 33,456 650,000 SH SOLE 650,000 United Microelectronics - ADR ADR 910873207 $ 3,521 330,600 SH SOLE 330,600 UTStarcom, Inc. Common Stock 918076100 $ 11,218 427,685 SH SOLE 427,685 VeriSign, Inc. Common Stock 92343E102 $ 2,457 91,000 SH SOLE 91,000 VERITAS Software Corp. Common Stock 923436109 $ 41,066 936,936 SH SOLE 931,884 5,052 ViaSat, Inc. Common Stock 92552V100 $ 2,163 154,300 SH SOLE 154,300 Vignette Corp. Common Stock 926734104 $ 602 175,100 SH SOLE 175,100 Virage Logic Corp. Common Stock 92763R104 $ 2,041 134,000 SH SOLE 134,000 Visual Networks, Inc. Common Stock 928444108 $ 4,199 1,428,300 SH SOLE 1,428,300 Vitesse Semiconductor Corp. Common Stock 928497106 $ 26,512 2,705,300 SH SOLE 2,705,300 Webex Communications, Inc. Common Stock 94767L109 $ 3,255 197,900 SH SOLE 197,900 Websense, Inc. Common Stock 947684106 $ 25,208 1,001,900 SH SOLE 1,001,900 Western Digital Corp. Common Stock 958102105 $ 19,488 3,128,095 SH SOLE 3,128,095 Wind River Systems, Inc. Common Stock 973149107 $ 49,844 3,667,710 SH SOLE 3,649,845 17,865 WorldCom, Inc. - WorldCom Group Common Stock 98157D106 $ 348 51,600 SH SOLE 51,600 Xilinx, Inc. Common Stock 983919101 $ 5,982 150,079 SH SOLE 145,485 4,594 XM Satellite Radio Holdings Common Stock 983759101 $ 2,956 214,700 SH SOLE 214,700 Zoran Corp. Common Stock 98975F101 $ 52,490 1,201,695 SH SOLE 1,201,695

--------------------------------------------------------------------------------------------- VOTING AUTHORITY INVESTMENT OTHER ------------------------- NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------- @ Road, Inc. SOLE 321,000 Adobe SOLE 800,230 615 Aeroflex, Inc. SOLE 869,800 Agile Software Corp. SOLE 146,000 Agilent Technologies, Inc. SOLE 385,471 13,933 Allegiance Telecom, Inc. SOLE 89,500 Alpha Industries, Inc. SOLE 1,124,800 Altera Corp. SOLE 427,055 15,744 Alvarion, Ltd. SOLE 515,700 Amgen, Inc. SOLE 259,366 Amkor Technology, Inc. SOLE 1,138,635 33,959 Anadigics, Inc. SOLE 1,953,300 Anaren Microwave, Inc. SOLE 937,300 AOL Time Warner, Inc. SOLE 355,620 12,840 Applied Materials, Inc. SOLE 208,415 7,962 Applied Micro Circuits Corp. SOLE 3,241,646 ARM Holdings plc- ADR SOLE 766,200 ASM Lithography Holding N.V. SOLE 997,096 897 BEA Systems, Inc. SOLE 851,625 23,658 BioMarin Pharmaceutical, Inc. SOLE 150,000 Brio Technology, Inc. SOLE 200,000 Cadence Design Systems, Inc. SOLE 3,066,965 784 Celeritek, Inc. SOLE 525,353 Check Point Software Technologies, Ltd. SOLE 118,000 CIENA Corp. SOLE 1,549,710 Cisco Systems, Inc. SOLE 2,692,670 15,047 Comcast Corp. - Special CL A SOLE 43,100 Concord Communications, Inc. SOLE 1,435,530 Concord EFS, Inc. SOLE 79,700 Corning, Inc. SOLE 3,701,015 22,739 Cox Communications, Inc. - A SOLE 39,700 Cyras Systems, Inc. SOLE 2,000,000 DMC Stratex Networks, Inc. SOLE 6,147,954 Earthlink, Inc. SOLE 81,600 Edo Corp. SOLE 46,400 EMC Corp. SOLE 207,370 1,400 Enterasys Networks, Inc. SOLE 4,474,390 EPCOS AG - ADR SOLE 18,900 ePlus, Inc. SOLE 274,000 Ericsson - ADR SOLE 207,600 Extreme Networks, Inc. SOLE 621,200 FEI Company SOLE 54,100

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